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Registered advisor
W•••••• P••••••• S••••••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
11 y
since Feb 5, 2015
In the industry
24 y
since Oct 13, 2001 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•••• C••••••• A••••••• S•••••• BD affiliated currentsince Feb 5, 2015 · Scott Depot, Wv
- M•• I•••••••• S•••••••• L•• BD affiliatedAug 11, 2009 to Feb 2, 2015 · Scott Depot, Wv
- M•• F•••••••• S•••••••• I••• formerApr 18, 2005 to Sep 4, 2009 · Scott Depot, Wv
Moves
a registration end followed by a registration begin elsewhere
- M•• I•••••••• S•••••••• L•• to M•••• C••••••• A••••••• S••••••left Feb 2, 2015, registered Feb 5, 2015 (3 days) · Other
- M•• F•••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••left Sep 4, 2009, registered Aug 11, 2009 (-24 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address