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Registered advisor
R••••• C•••••• M•••••••
Feed of 09/14/2026
At current firm
14 y
since May 31, 2012
In the industry
24 y
since Jan 8, 2002 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince May 31, 2012 · Annapolis, Md
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 23, 2009 to Jun 1, 2012 · Annapolis, Md
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedJun 23, 2008 to Oct 23, 2009 · Annapolis, Md
- C•••••••• G••••• M•••••• I••• BD affiliatedMay 29, 2007 to Jul 2, 2008 · Washington, Dc
- C••••••• I••••••••• S••••••• unclassifiedMar 8, 2007 to May 29, 2007 · Washington, Dc
- M•• S••••••••• I••• unclassifiedFeb 25, 2005 to Nov 2, 2006 · Columbia, Md
- S••••••• I••••••••• S•••••••• I••• formerJun 4, 2002 to Feb 2, 2005 · Catonsville, Md
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left Jun 1, 2012, registered May 31, 2012 (-1 days) · Wirehouse to wirehouse
- B••• O• A•••••• I••••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 23, 2009, registered Oct 23, 2009 (0 days) · corporate re-registration, not a move
- C•••••••• G••••• M•••••• I••• to B••• O• A•••••• I••••••••• S•••••••• I•••left Jul 2, 2008, registered Jun 23, 2008 (-9 days) · Other
- C••••••• I••••••••• S••••••• to C•••••••• G••••• M•••••• I•••left May 29, 2007, registered May 29, 2007 (0 days) · corporate re-registration, not a move
- M•• S••••••••• I••• to C••••••• I••••••••• S•••••••left Nov 2, 2006, registered Mar 8, 2007 (126 days) · Other
- S••••••• I••••••••• S•••••••• I••• to M•• S••••••••• I•••left Feb 2, 2005, registered Feb 25, 2005 (23 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address