DFX Intelligence
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Registered advisor
M•••••• A•••• K••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as M••• K••••••••• K••••••
At current firm
9 y
since May 24, 2017
In the industry
24 y
since May 24, 2002 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- B••••••••• W••••• A•••••••• L•• no RAUM currentsince May 24, 2017 · Boca Raton, Fl
- I••••••••• F•••••••• P••••••• BD affiliatedOct 26, 2015 to May 9, 2017 · Boca Raton, Fl
- L•• F•••••••• L•• BD affiliatedOct 2, 2006 to Sep 7, 2016 · Boca Raton, Fl
- R•••••• J•••• F•••••••• S•••••••• I••• unclassifiedJul 26, 2005 to Oct 3, 2006 · Boca Raton, Fl
- M••••• S•••••• D• I••• unclassifiedOct 23, 2002 to Jun 22, 2005 · Miami, Fl
Moves
a registration end followed by a registration begin elsewhere
- I••••••••• F•••••••• P••••••• to B••••••••• W••••• A•••••••• L••left May 9, 2017, registered May 24, 2017 (15 days) · Other
- L•• F•••••••• L•• to I••••••••• F•••••••• P•••••••left Sep 7, 2016, registered Oct 26, 2015 (-317 days) · Other · moved with a team
- R•••••• J•••• F•••••••• S•••••••• I••• to L•• F•••••••• L••left Oct 3, 2006, registered Oct 2, 2006 (-1 days) · Other
- M••••• S•••••• D• I••• to R•••••• J•••• F•••••••• S•••••••• I•••left Jun 22, 2005, registered Jul 26, 2005 (34 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address