RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• C• P•••••
- S•••••• W••••• A••••••• L•• independent RIA currentsince Apr 6, 2023 · Dublin, Oh
- S•••••• W••••• P•••••••• L•• BD affiliatedNov 13, 2017 to Nov 14, 2023 · Hilliard, Oh
- M•• I•••••••• S•••••••• L•• BD affiliatedMar 25, 2017 to Nov 14, 2017 · Columbus, Oh
- M•• F•••••••• S•••••••• I••• formerDec 7, 2005 to Mar 25, 2017 · Dublin, Oh
- M•••••• I••••••••• F••• S••••••• L•• unclassifiedApr 21, 2005 to Dec 31, 2005 · Alpharetta, Ga
- S•••••• W••••• P•••••••• L•• to S•••••• W••••• A••••••• L••left Nov 14, 2023, registered Apr 6, 2023 (-222 days) · Affiliated broker-dealer or bank to independent RIA
- M•• I•••••••• S•••••••• L•• to S•••••• W••••• P•••••••• L••left Nov 14, 2017, registered Nov 13, 2017 (-1 days) · Other
- M•• F•••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••left Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move
- M•••••• I••••••••• F••• S••••••• L•• to M•• F•••••••• S•••••••• I•••left Dec 31, 2005, registered Dec 7, 2005 (-24 days) · corporate re-registration, not a move
- J•••• C• P••••• left S•••••• W••••• P•••••••• L•• for S•••••• W••••• A••••••• L•• (registered 2023-04-06)Nov 14, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address