DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

D•••• A••• S•••••••

C••••• I••••••••• A••••••• L••BD affiliatedMinneapolis, Mn dual registrantIAPD 4446167

Feed of 09/15/2026

Also filed as D•••• A Saltz

At current firm

3 y

since Aug 10, 2023

In the industry

25 y

since Aug 1, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• I••••••••• A••••••• L•• BD affiliated current
since Aug 10, 2023 · Austin, Tx
C•• S••••••••• L•• former
Feb 18, 2016 to Oct 19, 2021 · Austin, Tx
S••••••• F•••••••• S•••••••• I••• former
Sep 19, 2007 to Aug 10, 2023 · Austin, Tx
M••••••• A•••••••• I•• unclassified
May 27, 2003 to Sep 10, 2008 · Austin, Tx

Moves

a registration end followed by a registration begin elsewhere

S••••••• F•••••••• S•••••••• I••• to C•• S••••••••• L••
left Aug 10, 2023, registered Feb 18, 2016 (-2730 days) · Other · moved with a team
C•• S••••••••• L•• to C••••• I••••••••• A••••••• L••
left Oct 19, 2021, registered Aug 10, 2023 (660 days) · Affiliated broker-dealer or bank to another · moved with a team
M••••••• A•••••••• I•• to S••••••• F•••••••• S•••••••• I•••
left Sep 10, 2008, registered Sep 19, 2007 (-357 days) · Other

Signals

D•••• A••• S••••••• left S••••••• F•••••••• S•••••••• I••• for C•• S••••••••• L•• (registered 2016-02-18)
Aug 10, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address