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Registered advisor

J••••• W••••••

T• P•••••• C••••• W••••• L••BD affiliatedPortland, Me dual registrantIAPD 4446253

Feed of 09/15/2026

Also filed as Joshua Lee Winkler

At current firm

4 y

since Apr 21, 2022

In the industry

24 y

since Jan 18, 2002 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

T• P•••••• C••••• W••••• L•• BD affiliated current
since Apr 21, 2022 · Portland, Me
C••••••• S••••••••• I••• BD affiliated
Dec 18, 2018 to Mar 25, 2022 · Manchester, Nh
P•• W••••• M••••••••• BD affiliated
Aug 12, 2016 to May 15, 2018 · Oakwood, Oh
T• A••••••••• I••• former
May 13, 2016 to Jun 14, 2016 · Seattle, Wa
T• A••••••••• I••••••••• M••••••••• L•• former
May 13, 2016 to Jun 14, 2016 · Seattle, Wa
O•••• F•• I••• former
Jun 5, 2015 to Apr 27, 2016 · Cincinnati, Oh
M•• F•••••••• S•••••••• I••• former
Aug 9, 2011 to Jun 17, 2015 · Lebanon, Oh
A••••••••• F•••••••• S•••••••• L•• national BD
Mar 4, 2010 to Feb 1, 2011 · Bedford, Nh
T• W••••• M••••••••• S••••••• I••• unclassified
Nov 17, 2009 to Feb 18, 2010 · Tilton, Nh
C••••• I••••••••• S••••••• L•• former
Jan 14, 2008 to Nov 17, 2009 · Suncook, Nh

Moves

a registration end followed by a registration begin elsewhere

C••••••• S••••••••• I••• to T• P•••••• C••••• W••••• L••
left Mar 25, 2022, registered Apr 21, 2022 (27 days) · Affiliated broker-dealer or bank to another
P•• W••••• M••••••••• to C••••••• S••••••••• I•••
left May 15, 2018, registered Dec 18, 2018 (217 days) · Affiliated broker-dealer or bank to another
T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
left Jun 14, 2016, registered May 13, 2016 (-32 days) · channel change inside one enterprise, not a move
T• A••••••••• I••••••••• M••••••••• L•• to P•• W••••• M•••••••••
left Jun 14, 2016, registered Aug 12, 2016 (59 days) · Other
O•••• F•• I••• to T• A••••••••• I•••
left Apr 27, 2016, registered May 13, 2016 (16 days) · Other
M•• F•••••••• S•••••••• I••• to O•••• F•• I•••
left Jun 17, 2015, registered Jun 5, 2015 (-12 days) · Other
A••••••••• F•••••••• S•••••••• L•• to M•• F•••••••• S•••••••• I•••
left Feb 1, 2011, registered Aug 9, 2011 (189 days) · Other
T• W••••• M••••••••• S••••••• I••• to A••••••••• F•••••••• S•••••••• L••
left Feb 18, 2010, registered Mar 4, 2010 (14 days) · Other
C••••• I••••••••• S••••••• L•• to T• W••••• M••••••••• S••••••• I•••
left Nov 17, 2009, registered Nov 17, 2009 (0 days) · corporate re-registration, not a move

Signals

J••••• W•••••• left C••••••• S••••••••• I••• for T• P•••••• C••••• W••••• L•• (registered 2022-04-21)
Mar 25, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 24derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address