RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•• J• P•••••••
- A•••• O•• W••••• M••••••••• L•• independent RIA currentsince Jun 30, 2025 · Bellevue, Wa
- L•• F•••••••• L•• BD affiliatedSep 30, 2019 to Jul 7, 2025 · Renton, Wa
- W••••••• F•••••••• S•••••••• I••• formerMay 3, 2005 to Oct 3, 2019 · Bellevue, Wa
- L•• F•••••••• L•• to A•••• O•• W••••• M••••••••• L••left Jul 7, 2025, registered Jun 30, 2025 (-7 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
- W••••••• F•••••••• S•••••••• I••• to L•• F•••••••• L••left Oct 3, 2019, registered Sep 30, 2019 (-3 days) · Affiliated broker-dealer or bank to another · moved with a team
- D•• J• P••••••• left L•• F•••••••• L•• for A•••• O•• W••••• M••••••••• L•• (registered 2025-06-30)Jul 7, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address