RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
H•••••• C••••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Jan 29, 2026 · Hibbing, Mn
- C••••••••• F•••••••• N•••••• national BDJul 1, 2024 to Jan 30, 2026 · Minneapolis, Mn
- B••••• W••••• independent RIAJan 23, 2014 to Feb 7, 2023 · Eden Prairie, Mn
- C••••••••• F•••••••• N•••••• to C••••• I••••••••• A••••••• L••left Jan 30, 2026, registered Jan 29, 2026 (-1 days) · Affiliated broker-dealer or bank to another
- B••••• W••••• to C••••••••• F•••••••• N••••••left Feb 7, 2023, registered Jul 1, 2024 (510 days) · RIA to affiliated broker-dealer or bank
- H•••••• C•••• left C••••••••• F•••••••• N•••••• for C••••• I••••••••• A••••••• L•• (registered 2026-01-29)Jan 30, 2026 · Advisor changed firm · fact
- H•••••• C•••• left B••••• W••••• for C••••••••• F•••••••• N•••••• (registered 2024-07-01)Feb 7, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address