J•••• J••• B•••••••

• L•• F•••••••• L•• BD affiliated current
  since Sep 5, 2019 · Stevensville, Md
• K••••• A••••••• S•••••••• L•• BD affiliated
  Apr 19, 2016 to Sep 5, 2019 · Stevensville, Md
• N•• A•••••• S•••••••• L•• former
  Nov 18, 2013 to Sep 22, 2016 · Austin, Tx
• L•• F•••••••• L•• BD affiliated
  Jul 19, 2010 to Nov 27, 2013 · Edgewater, Md
• P•• W••••• M••••••••• BD affiliated
  Sep 18, 2008 to Jun 28, 2010 · Chesapeake Beach, Md
• S••••••• I••••••••• S•••••••• I••• former
  Jan 29, 2008 to Sep 2, 2008 · Baltimore, Md

• K••••• A••••••• S•••••••• L•• to L•• F•••••••• L••
  left Sep 5, 2019, registered Sep 5, 2019 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
• N•• A•••••• S•••••••• L•• to K••••• A••••••• S•••••••• L••
  left Sep 22, 2016, registered Apr 19, 2016 (-156 days) · corporate re-registration, not a move
• L•• F•••••••• L•• to N•• A•••••• S•••••••• L••
  left Nov 27, 2013, registered Nov 18, 2013 (-9 days) · Other
• P•• W••••• M••••••••• to L•• F•••••••• L••
  left Jun 28, 2010, registered Jul 19, 2010 (21 days) · Other
• S••••••• I••••••••• S•••••••• I••• to P•• W••••• M•••••••••
  left Sep 2, 2008, registered Sep 18, 2008 (16 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

18derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address