RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• A•••••••• B•••••••••
- S••••••• P•••••• A•••••••• L••• institutional currentsince Jun 8, 2015 · Wakefield, Ma
- H• B•••• I••• formerMar 2, 2012 to Mar 30, 2015 · Portsmouth, Nh
- M•••••••• • C••••••• I••• formerMar 17, 2004 to Sep 22, 2011 · Hampton, Nh
- H• B•••• I••• to S••••••• P•••••• A•••••••• L•••left Mar 30, 2015, registered Jun 8, 2015 (70 days) · Other
- M•••••••• • C••••••• I••• to H• B•••• I•••left Sep 22, 2011, registered Mar 2, 2012 (162 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address