DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Stephen David Schmidt
Feed of 09/14/2026
Also filed as Stephen David Schmidt
At current firm
12 y
since Oct 16, 2013
In the industry
24 y
since Oct 20, 2001 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Innova Wealth Partners, LLC independent RIA currentsince Oct 16, 2013 · Newtown, Pa
- Corestates Capital Advisors, LLC formerJul 27, 2011 to Oct 3, 2013 · Yardley, Pa
- Family Office Group LLC unclassifiedAug 7, 2009 to Jul 7, 2011 · Pinehurst, Nc
- Morgan Stanley wirehouseJun 1, 2009 to Jul 30, 2009 · Doylestown, Pa
- Morgan Stanley & Co. LLC unclassifiedApr 2, 2007 to Jun 1, 2009 · Doylestown, Pa
- Morgan Stanley Dw Inc. unclassifiedJan 18, 2006 to Apr 2, 2007 · Doylestown, Pa
Moves
a registration end followed by a registration begin elsewhere
- Corestates Capital Advisors, LLC to Innova Wealth Partners, LLCleft Oct 3, 2013, registered Oct 16, 2013 (13 days) · Other
- Family Office Group LLC to Corestates Capital Advisors, LLCleft Jul 7, 2011, registered Jul 27, 2011 (20 days) · Other
- Morgan Stanley to Family Office Group LLCleft Jul 30, 2009, registered Aug 7, 2009 (8 days) · Other
- Morgan Stanley & Co. LLC to Morgan Stanleyleft Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- Morgan Stanley Dw Inc. to Morgan Stanley & Co. LLCleft Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address