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Registered advisor
M••••• G•••••••• U•••••
Feed of 09/14/2026
At current firm
5 y
since Jun 4, 2021
In the industry
23 y
since May 2, 2003 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Jun 4, 2021 · Fort Lauderdale, Fl
- P•••• S••••••••• L•• no RAUMNov 12, 2020 to Jun 1, 2021 · West Palm Beach, Fl
- H••• S••••••••• •••• I••• BD affiliatedOct 28, 2016 to Jun 5, 2020 · Aventura, Fl
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2012 to Oct 14, 2016 · Boca Raton, Fl
- C•••• I••••••••• S••••••• C•••• formerAug 31, 2009 to Oct 1, 2012 · Pompano Beach, Fl
- A••••••••• F•••••••• S•••••••• L•• national BDJan 30, 2006 to Aug 4, 2009 · Ft Lauderdale, Fl
- M••••• S•••••• D• I••• unclassifiedMay 7, 2003 to Aug 29, 2005 · Hallandale, Fl
Moves
a registration end followed by a registration begin elsewhere
- P•••• S••••••••• L•• to C••••• I••••••••• A••••••• L••left Jun 1, 2021, registered Jun 4, 2021 (3 days) · Affiliated broker-dealer or bank to another
- H••• S••••••••• •••• I••• to P•••• S••••••••• L••left Jun 5, 2020, registered Nov 12, 2020 (160 days) · Affiliated broker-dealer or bank to another
- J••• M••••• S••••••••• L•• to H••• S••••••••• •••• I•••left Oct 14, 2016, registered Oct 28, 2016 (14 days) · Other
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
- A••••••••• F•••••••• S•••••••• L•• to C•••• I••••••••• S••••••• C••••left Aug 4, 2009, registered Aug 31, 2009 (27 days) · Other
- M••••• S•••••• D• I••• to A••••••••• F•••••••• S•••••••• L••left Aug 29, 2005, registered Jan 30, 2006 (154 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address