DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Benjamin James Blum
Cambridge Investment Research Advisors, Inc.BD affiliatedHuntington Beach, Ca dual registrantIAPD 4452683
Feed of 09/14/2026
Also filed as Benjamin James Blum
At current firm
5 y
since Sep 1, 2021
In the industry
24 y
since Nov 29, 2001 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Cambridge Investment Research Advisors, Inc. BD affiliated currentsince Sep 1, 2021 · Monrovia, Ca
- Cetera Investment Advisers LLC BD affiliatedJul 17, 2020 to Sep 1, 2021 · Monrovia, Ca
- Woodbury Financial Services, Inc. formerJul 12, 2018 to Jul 28, 2020 · San Dimas, Ca
- Cetera Investment Management LLC no RAUMMar 1, 2018 to Jun 12, 2018 · El Segundo, Ca
- Cetera Advisor Networks LLC formerOct 3, 2017 to Jun 12, 2018 · El Segundo, Ca
- Ameriprise Financial Services, LLC national BDDec 3, 2001 to Dec 10, 2002 · Long Beach, Ca
Moves
a registration end followed by a registration begin elsewhere
- Cetera Investment Advisers LLC to Cambridge Investment Research Advisors, Inc.left Sep 1, 2021, registered Sep 1, 2021 (0 days) · Affiliated broker-dealer or bank to another
- Woodbury Financial Services, Inc. to Cetera Investment Advisers LLCleft Jul 28, 2020, registered Jul 17, 2020 (-11 days) · Affiliated broker-dealer or bank to another
- Cetera Advisor Networks LLC to Cetera Investment Management LLCleft Jun 12, 2018, registered Mar 1, 2018 (-103 days) · channel change inside one enterprise, not a move
- Cetera Investment Management LLC to Woodbury Financial Services, Inc.left Jun 12, 2018, registered Jul 12, 2018 (30 days) · Other
- Ameriprise Financial Services, LLC to Cetera Advisor Networks LLCleft Dec 10, 2002, registered Oct 3, 2017 (5411 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address