DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

T•••••• T••••• L••••••••• M••••••

F•••••••• F••••• O•••••• L••independent RIABoca Raton, FlIA-onlyIAPD 4453253

Certified Financial Planner

Feed of 09/14/2026

Also filed as T•••••• T••••• L•••••••••

At current firm

3 y

since Jul 21, 2023

In the industry

23 y

since Nov 25, 2002 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

F•••••••• F••••• O•••••• L•• independent RIA current
since Jul 21, 2023 · Boca Raton, Fl
U••••• C•••••• F•••••••• A••••••• independent RIA
Nov 19, 2012 to Aug 16, 2023 · Boca Raton, Fl
E•••••••• C•••••• A•••••••• L•• former
Sep 12, 2007 to Dec 19, 2012 · Boca Raton, Fl
C••• D••••• I••• former
Sep 21, 2005 to Aug 21, 2007 · Palm Beach, Fl
C•••••• L•• independent RIA
Jul 14, 2003 to Aug 8, 2005 · Ft Lauderdale, Fl

Moves

a registration end followed by a registration begin elsewhere

U••••• C•••••• F•••••••• A••••••• to F•••••••• F••••• O•••••• L••
left Aug 16, 2023, registered Jul 21, 2023 (-26 days) · Affiliated broker-dealer or bank to a newly registered adviser
E•••••••• C•••••• A•••••••• L•• to U••••• C•••••• F•••••••• A•••••••
left Dec 19, 2012, registered Nov 19, 2012 (-30 days) · Other
C••• D••••• I••• to E•••••••• C•••••• A•••••••• L••
left Aug 21, 2007, registered Sep 12, 2007 (22 days) · Other
C•••••• L•• to C••• D••••• I•••
left Aug 8, 2005, registered Sep 21, 2005 (44 days) · Other

Signals

T•••••• T••••• L••••••••• M•••••• left U••••• C•••••• F•••••••• A••••••• for F•••••••• F••••• O•••••• L•• (registered 2023-07-21)
Aug 16, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 23derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address