RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P••• P•••••• E••••
- A••••••••• I••••••••• G••••• I••• state registered currentsince Aug 8, 2022 · Annapolis, Md
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Jan 2, 2009 · Annapolis, Md
- A••••••••• I••••••••• G••••• I••• state registeredSep 28, 2005 to Dec 31, 2021 · Annapolis, Md
- A• G• E•••••• • S•••• I••• unclassifiedJan 14, 2002 to Apr 29, 2004 · Annapolis, Md
- A••••••••• I••••••••• G••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Dec 31, 2021, registered Jan 2, 2009 (-4746 days) · Other · moved with a team
- A• G• E•••••• • S•••• I••• to A••••••••• I••••••••• G••••• I•••left Apr 29, 2004, registered Sep 28, 2005 (517 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address