RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••••• J••••• H••••••••
- F••••• C•••••• A•••••••• L•• independent RIA currentsince Jan 17, 2026 · Greenville, Sc
- T••••••••• F•••••••• A•••••••• L•• BD affiliatedMay 3, 2007 to Nov 1, 2007 · Greenville, Sc
- I• A••••••• S•••••••• I••• formerJun 2, 2006 to Nov 6, 2006 · Bridgewater, Nj
- T•• I••••••••• C•••••• I••• unclassifiedFeb 14, 2006 to Jun 2, 2006 · Greenville, Sc
- B••••••• I••••••••• M••••••••• L•• unclassifiedJul 25, 2005 to Jun 16, 2006 · Greenville, Sc
- B••••••• I••••••••• M••••••••• L•• unclassifiedMay 21, 2002 to Dec 31, 2004 · Santa Fe, Nm
- T••••••••• F•••••••• A•••••••• L•• to F••••• C•••••• A•••••••• L••left Nov 1, 2007, registered Jan 17, 2026 (6652 days) · Other
- I• A••••••• S•••••••• I••• to T••••••••• F•••••••• A•••••••• L••left Nov 6, 2006, registered May 3, 2007 (178 days) · Other
- B••••••• I••••••••• M••••••••• L•• to T•• I••••••••• C•••••• I•••left Jun 16, 2006, registered Feb 14, 2006 (-122 days) · Other
- T•• I••••••••• C•••••• I••• to I• A••••••• S•••••••• I•••left Jun 2, 2006, registered Jun 2, 2006 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address