K•••••••• D••••••

C••••••• S••••••••• I•••BD affiliatedConshohocken, Pa dual registrantIAPD 4454787

Certified Financial Planner

Feed of 09/14/2026

Also filed as Nick Drayton

At current firm

1 y

since Feb 13, 2025

In the industry

24 y

since Oct 15, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••••• S••••••••• I••• BD affiliated current
since Feb 13, 2025 · Philadelphia, Pa
C•••••• S••••• • C••• I••• national BD
Jan 26, 2022 to Mar 22, 2024 · Wilmington, De
T• A••••••••• I••• former
Feb 27, 2018 to Oct 14, 2022 · Wilmington, De
T• A••••••••• I••••••••• M••••••••• L•• former
Feb 26, 2018 to Sep 7, 2023 · Omaha, Ne
S•••••••• I••••••••• M••••••••• former
Jan 23, 2017 to Feb 26, 2018 · Saint Louis, Mo
T• A••••••••• I••••••••• M••••••••• L•• former
Dec 18, 2009 to Apr 23, 2015 · King Of Prussia, Pa
T• A••••••••• I••• former
Dec 18, 2009 to Apr 23, 2015 · Radnor, Pa
C•••••• S••••• • C••• I••• national BD
Jun 6, 2008 to Dec 24, 2009 · Philadelphia, Pa
S•••••••• A••••••• L•• national BD
Mar 5, 2007 to Apr 17, 2008 · King Of Prussia, Pa

Moves

a registration end followed by a registration begin elsewhere

C•••••• S••••• • C••• I••• to C••••••• S••••••••• I•••
left Mar 22, 2024, registered Feb 13, 2025 (328 days) · Affiliated broker-dealer or bank to another
T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••
left Sep 7, 2023, registered Feb 27, 2018 (-2018 days) · channel change inside one enterprise, not a move
T• A••••••••• I••• to C•••••• S••••• • C••• I•••
left Oct 14, 2022, registered Jan 26, 2022 (-261 days) · channel change inside one enterprise, not a move
S•••••••• I••••••••• M••••••••• to T• A••••••••• I••••••••• M••••••••• L••
left Feb 26, 2018, registered Feb 26, 2018 (0 days) · corporate re-registration, not a move
T• A••••••••• I••• to S•••••••• I••••••••• M•••••••••
left Apr 23, 2015, registered Jan 23, 2017 (641 days) · Other
T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••
left Apr 23, 2015, registered Dec 18, 2009 (-1952 days) · channel change inside one enterprise, not a move · moved with a team
C•••••• S••••• • C••• I••• to T• A••••••••• I••••••••• M••••••••• L••
left Dec 24, 2009, registered Dec 18, 2009 (-6 days) · Other
S•••••••• A••••••• L•• to C•••••• S••••• • C••• I•••
left Apr 17, 2008, registered Jun 6, 2008 (50 days) · Affiliated broker-dealer or bank to another

Signals

K•••••••• D•••••• left C•••••• S••••• • C••• I••• for C••••••• S••••••••• I••• (registered 2025-02-13)
Mar 22, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 24derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address