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Registered advisor
D•••••• W• B••••••
Certified Financial Planner
Feed of 09/15/2026
Also filed as Doug B••••••
At current firm
20 y
since Jul 13, 2006
In the industry
24 y
since Sep 25, 2001 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
10
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- V•••• F•••••••• A•••••••• I••• BD affiliated currentsince Jul 13, 2006 · Greensboro, Nc
- F•••• C•••••• F•••••••• P•••••••• I••• formerSep 2, 2005 to Jul 31, 2006 · Columbia, Sc
- F•••• C•••••• B••• unclassifiedMay 5, 2005 to Sep 2, 2005 · Fort Worth, Tx
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJan 5, 2004 to May 2, 2005 · Columbia, Sc
Moves
a registration end followed by a registration begin elsewhere
- F•••• C•••••• F•••••••• P•••••••• I••• to V•••• F•••••••• A•••••••• I•••left Jul 31, 2006, registered Jul 13, 2006 (-18 days) · Other
- F•••• C•••••• B••• to F•••• C•••••• F•••••••• P•••••••• I•••left Sep 2, 2005, registered Sep 2, 2005 (0 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to F•••• C•••••• B•••left May 2, 2005, registered May 5, 2005 (3 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address