RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E•••• W•••••• A••••••
- A•••••• I••••••••• M••••••••• state registered currentsince Apr 7, 2026 · Augusta, Ga
- A•••••• I••••••••• M••••••••• state registeredNov 29, 2017 to Dec 31, 2025 · Augusta, Ga
- S•••••• • S••••• C••• independent RIAOct 8, 2010 to Oct 26, 2017 · Watkinsville, Ga
- A•••••• I••••••••• M••••••••• unclassifiedAug 25, 2006 to Dec 31, 2009 · Augusta, Ga
- C•••••••• G••••• M•••••• I••• BD affiliatedJan 13, 2004 to Apr 4, 2006 · Augusta, Ga
- S•••••• • S••••• C••• to A•••••• I••••••••• M•••••••••left Oct 26, 2017, registered Nov 29, 2017 (34 days) · RIA to a state-registered adviser
- A•••••• I••••••••• M••••••••• to S•••••• • S••••• C•••left Dec 31, 2009, registered Oct 8, 2010 (281 days) · Other
- C•••••••• G••••• M•••••• I••• to A•••••• I••••••••• M•••••••••left Apr 4, 2006, registered Aug 25, 2006 (143 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address