RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• L•••••• B••••••
- O•••• W•••••• I••• BD affiliated currentsince Jan 24, 2025 · Culver City, Ca
- I••••••••• A••••••• G•••• C••• formerMar 25, 2004 to Aug 16, 2004 · Los Angeles, Ca
- O•••• F•• I••• formerMar 11, 2004 to Jan 24, 2025 · Culver City, Ca
- I••••••••• A••••••• G•••• C••• formerAug 22, 2002 to Feb 2, 2004 · Los Angeles, Ca
- O•••• F•• I••• formerJul 3, 2002 to Jan 30, 2004 · Los Angeles, Ca
- U•• F•••••••• S••••••• I••• wirehouseJan 31, 2002 to Jun 13, 2002 · Beverly Hills, Ca
- O•••• F•• I••• to I••••••••• A••••••• G•••• C•••left Jan 24, 2025, registered Mar 25, 2004 (-7610 days) · Other
- I••••••••• A••••••• G•••• C••• to O•••• W•••••• I•••left Aug 16, 2004, registered Jan 24, 2025 (7466 days) · Other
- I••••••••• A••••••• G•••• C••• to O•••• F•• I•••left Feb 2, 2004, registered Mar 11, 2004 (38 days) · Other
- O•••• F•• I••• to I••••••••• A••••••• G•••• C•••left Jan 30, 2004, registered Aug 22, 2002 (-526 days) · Other
- U•• F•••••••• S••••••• I••• to O•••• F•• I•••left Jun 13, 2002, registered Jul 3, 2002 (20 days) · Other
- R••••• L•••••• B•••••• left O•••• F•• I••• for I••••••••• A••••••• G•••• C••• (registered 2004-03-25)Jan 24, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address