RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• J••••• T•••••••
- F••••••• F•••••••• A•••••••• L•• state registered currentsince Mar 29, 2018 · Beverly Hills, Fl
- M••••• W••••• M••••••••• L•• independent RIAJul 9, 2014 to Jul 6, 2016 · Hernando, Fl
- J••••• C•••••• M••••••••• L•• formerNov 29, 2001 to Jul 23, 2014 · Hernando, Fl
- M••••• W••••• M••••••••• L•• to F••••••• F•••••••• A•••••••• L••left Jul 6, 2016, registered Mar 29, 2018 (631 days) · Other
- J••••• C•••••• M••••••••• L•• to M••••• W••••• M••••••••• L••left Jul 23, 2014, registered Jul 9, 2014 (-14 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address