DFX Intelligence
RIA Intelligence
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Registered advisor
S••••• J••• D•••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as S••••• J••• D•••••
At current firm
14 y
since Oct 24, 2011
In the industry
24 y
since Dec 4, 2001 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• W••••• M••••••••• L•• independent RIA currentsince Oct 24, 2011 · Westborough, Ma
- A••••••••• F•••••••• S•••••••• L•• national BDJan 1, 2002 to Oct 25, 2011 · Warwick, Ri
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to C•••••• W••••• M••••••••• L••left Oct 25, 2011, registered Oct 24, 2011 (-1 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address