DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C•••••• W••••• M••••••••• L••
Latest filing Mar 17, 2026
First filing on the tape Mar 28, 2012 · 26 filings
SEC status approved since Jan 2, 2014
RAUM
$448M
reported, Item 5.F
Discretionary
94%
of RAUM
Private clients
100%
$448M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$74.7M
derived; firm RAUM over IAPD count
Employees
7
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$448M as of Mar 17, 2026
Mar 28, 2012$76.5M then
HNW client RAUM$206M as of Mar 17, 2026
Feb 24, 2018$25.0M then
State-registered IARs (5.B.3)6 as of Mar 17, 2026
Mar 28, 20120 then
Employees (5.A)7 as of Mar 17, 2026
Mar 4, 20146 then
Private funds: no history
RAUM +47% over the last fiscal year+19% a year over threeIARs 7 to 6
Practice profile
derived from the filing of Mar 17, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $74.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 116derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.9MderivedHNW RAUM over HNW clients
- Average account
- $136,912derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 94%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.2derivedItem 5.A over advisors
- Advisors per office
- 6.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +47%derivedbetween the last two annual amendments
- Advisor growth, one year
- -14%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +2.1%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$242M54%
- High-net-worth individuals$206M46%
- Individual clients
- 585reported
- HNW clients
- 111reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3,272reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=3.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| T••••• G•••• S••••••Certified Financial Planner | Westborough, Ma | Oct 4, 2010 | 24 y | 1 |
| C•••• D••••• C•••••Certified Financial Planner, Chartered Financial Consultant | Westborough, Ma | Oct 4, 2010 | 28 y | 1 |
| S••••• J••• D•••••Certified Financial Planner | Westborough, Ma | Oct 24, 2011 | 24 y | 1 |
| J•••• A••••• L•••• | Westborough, Ma | May 1, 2012 | 23 y | 1 |
| M•••••• G••••• D••••• | Westborough, Ma | May 1, 2012 | 19 y | 0 |
| G••••••• G••••••••• | Westborough, Ma | Mar 16, 2016 | 21 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- J•••• A••••• L•••• from A••••••••• F•••••••• S•••••••• L••May 1, 2012 · Other
- S••••• J••• D••••• from A••••••••• F•••••••• S•••••••• L••Oct 24, 2011 · Other
- T••••• G•••• S•••••• from A••••••••• F•••••••• S•••••••• L••Oct 4, 2010 · Other
- C•••• D••••• C••••• from A••••••••• F•••••••• S•••••••• L••Oct 4, 2010 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C•••••• C••••• D••••• · Managing Membercontrolsince 10/2010 · owns 50% to 75%
- S••••••• T•••••• G•••• · Managing Member, Chief Compliance Officercontrolsince 10/2010 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Westborough, Ma · principal | 6 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 25 %Change between filings · filing Mar 17, 2026RAUM (Item 5.F) moved from $305,384,127 to $447,975,000 (+47.0%) between the annual amendments of 2025-02-03 and 2026-03-17; the peer median change was +15.0% (4549 comparable advisers, 95.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,549) · 95% percentile
What changed
consecutive filings, newest first
- Accounts · 3,021 to 3,272Feb 3, 2025 to Jan 27, 2026
- Advisory employees · 7 to 6Feb 3, 2025 to Jan 27, 2026
- BD registered reps · 4 to 3Feb 3, 2025 to Jan 27, 2026
- HNW clients · 91 to 111Feb 3, 2025 to Jan 27, 2026
- Individual clients · 591 to 585Feb 3, 2025 to Jan 27, 2026
- Employees · 8 to 7Feb 3, 2025 to Jan 27, 2026
- State-registered IARs · 7 to 6Feb 3, 2025 to Jan 27, 2026
- Discretionary RAUM · $282M to $420MFeb 3, 2025 to Jan 27, 2026
- HNW RAUM · $161M to $206MFeb 3, 2025 to Jan 27, 2026
- Individual RAUM · $144M to $242MFeb 3, 2025 to Jan 27, 2026
- Non-discretionary RAUM · $23.6M to $28.3MFeb 3, 2025 to Jan 27, 2026
- RAUM · $305M to $448MFeb 3, 2025 to Jan 27, 2026
- Accounts · 2,819 to 3,021Jan 29, 2024 to Feb 3, 2025
- HNW clients · 66 to 91Jan 29, 2024 to Feb 3, 2025
- Individual clients · 661 to 591Jan 29, 2024 to Feb 3, 2025
- Financial planning clients · 251-500 to 251-500Jan 29, 2024 to Feb 3, 2025
- Discretionary RAUM · $270M to $282MJan 29, 2024 to Feb 3, 2025
- HNW RAUM · $113M to $161MJan 29, 2024 to Feb 3, 2025
- Individual RAUM · $180M to $144MJan 29, 2024 to Feb 3, 2025
- Non-discretionary RAUM · $21.8M to $23.6MJan 29, 2024 to Feb 3, 2025
- RAUM · $292M to $305MJan 29, 2024 to Feb 3, 2025
- Accounts · 2,830 to 2,819Feb 13, 2023 to Jan 29, 2024
- HNW clients · 95 to 66Feb 13, 2023 to Jan 29, 2024
- Individual clients · 540 to 661Feb 13, 2023 to Jan 29, 2024
- Discretionary RAUM · $242M to $270MFeb 13, 2023 to Jan 29, 2024
- HNW RAUM · $133M to $113MFeb 13, 2023 to Jan 29, 2024
- Individual RAUM · $129M to $180MFeb 13, 2023 to Jan 29, 2024
- Non-discretionary RAUM · $20.3M to $21.8MFeb 13, 2023 to Jan 29, 2024
- RAUM · $263M to $292MFeb 13, 2023 to Jan 29, 2024
- Accounts · 2,706 to 2,830Sep 30, 2022 to Feb 13, 2023
- HNW clients · 64 to 95Sep 30, 2022 to Feb 13, 2023
- Individual clients · 538 to 540Sep 30, 2022 to Feb 13, 2023
- Discretionary RAUM · $232M to $242MSep 30, 2022 to Feb 13, 2023
- HNW RAUM · $102M to $133MSep 30, 2022 to Feb 13, 2023
- Individual RAUM · $151M to $129MSep 30, 2022 to Feb 13, 2023
- Non-discretionary RAUM · $21.0M to $20.3MSep 30, 2022 to Feb 13, 2023
- RAUM · $253M to $263MSep 30, 2022 to Feb 13, 2023
- Accounts · 2,549 to 2,706Dec 22, 2021 to Mar 3, 2022
- HNW clients · 51 to 64Dec 22, 2021 to Mar 3, 2022
- Individual clients · 575 to 538Dec 22, 2021 to Mar 3, 2022
Signals
2 dated events
- C•••••• W••••• M••••••••• L•• reported RAUM $448.0M, up 47% from $305.4M (2025-02-03 to 2026-01-27)Jan 27, 2026 · RAUM change · derived
- C•••••• W••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Dec 6, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@cadencewm.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 508-898-0400reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 508-898-0408reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/C••••••-WEALTH-MANAGEMENTreportedpublic record, Form ADV, Sep 19, 2026
- Website
- C••••••WM.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- (508) 898-0400reportedpublic record, Form ADV, Mar 17, 2026
- Contact form
- CADENCEWM.COM/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- cadencewm.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $74.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026