RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L••• C•••••• L••••••
- F•••• P••••••• W•••••• L•• independent RIA currentsince Mar 27, 2015 · Richmond, Va
- C••••••• A••••••• formerApr 3, 2006 to Mar 31, 2015 · Richmond, Va
- C•••••• A••••••• G•••• unclassifiedMar 13, 2002 to Apr 3, 2006 · Richmond, Va
- C••••••• A••••••• to F•••• P••••••• W•••••• L••left Mar 31, 2015, registered Mar 27, 2015 (-4 days) · Other · moved with a team
- C•••••• A••••••• G•••• to C••••••• A•••••••left Apr 3, 2006, registered Apr 3, 2006 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address