D•••• W••••• M•••••••

• R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated current
  since Nov 15, 2012 · Hunt Valley, Md
• F•••• F•••••••• A••••••••• I••• unclassified
  Mar 7, 2007 to Dec 10, 2012 · Towson, Md
• L•• F•••••••• L•• BD affiliated
  Dec 19, 2005 to Nov 27, 2012 · Towson, Md
• M••••• S•••••• D• I••• unclassified
  Apr 11, 2002 to Aug 29, 2005 · Bel Air, Md

• F•••• F•••••••• A••••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
  left Dec 10, 2012, registered Nov 15, 2012 (-25 days) · Other
• L•• F•••••••• L•• to F•••• F•••••••• A••••••••• I•••
  left Nov 27, 2012, registered Mar 7, 2007 (-2092 days) · Other
• M••••• S•••••• D• I••• to L•• F•••••••• L••
  left Aug 29, 2005, registered Dec 19, 2005 (112 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

24derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address