RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••••• R•••• M••••••
- S•••••••• W••••• A•••••••• L•• independent RIA currentsince Jan 2, 2020 · West Chester, Pa
- C•••••• I•• A•••••••• L•• independent RIANov 27, 2013 to Apr 2, 2020 · Conshohocken, Pa
- E•• A•••••••• L••• unclassifiedJan 7, 2009 to Dec 5, 2009 · King Of Prussia, Pa
- C••••••••• C•••••• M••••••••• I••• independent RIADec 2, 2008 to Feb 21, 2014 · Totowa, Nj
- E•• A•••••••• L••• unclassifiedAug 18, 2006 to Dec 31, 2008 · Wilmington, De
- A••••• F•••••••• M••••••••• I••• formerOct 1, 2004 to Aug 26, 2006 · Allentown, Pa
- A••••• S••••••••• I••• unclassifiedAug 27, 2001 to Aug 26, 2006 · Allentown, Pa
- C•••••• I•• A•••••••• L•• to S•••••••• W••••• A•••••••• L••left Apr 2, 2020, registered Jan 2, 2020 (-91 days) · RIA to a newly registered adviser · moved with a team
- C••••••••• C•••••• M••••••••• I••• to E•• A•••••••• L•••left Feb 21, 2014, registered Jan 7, 2009 (-1871 days) · Other
- E•• A•••••••• L••• to C•••••• I•• A•••••••• L••left Dec 5, 2009, registered Nov 27, 2013 (1453 days) · Other
- E•• A•••••••• L••• to C••••••••• C•••••• M••••••••• I•••left Dec 31, 2008, registered Dec 2, 2008 (-29 days) · Other
- A••••• S••••••••• I••• to A••••• F•••••••• M••••••••• I•••left Aug 26, 2006, registered Oct 1, 2004 (-694 days) · Other
- A••••• F•••••••• M••••••••• I••• to E•• A•••••••• L•••left Aug 26, 2006, registered Aug 18, 2006 (-8 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address