DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S•••••••• W••••• A•••••••• L••
Latest filing Mar 27, 2026
First filing on the tape Nov 20, 2019 · 27 filings
SEC status approved since Jan 2, 2020
RAUM
$300M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
79%
$237M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$59.9M
derived; firm RAUM over IAPD count
Employees
7
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
27 filings and snapshots on the tape
RAUM$300M as of Mar 27, 2026
Mar 18, 2021$195M then
HNW client RAUM$188M as of Mar 27, 2026
Mar 18, 2021$119M then
State-registered IARs (5.B.3)6 as of Mar 27, 2026
Mar 18, 20213 then
Employees (5.A)7 as of Mar 27, 2026
Mar 18, 20214 then
Private funds: no history
RAUM +19% over the last fiscal year+13% a year over threeIARs 4 to 6
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $59.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 237derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $404,650derivedHNW RAUM over HNW clients
- Average account
- $243,529derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 21%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.4derivedItem 5.A over advisors
- Advisors per office
- 5.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +19%derivedbetween the last two annual amendments
- Advisor growth, one year
- +50%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +73%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, publications, educational seminarsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$188M63%
- Charitable organizations$61.5M21%
- Individuals$49.2M16%
- Investment companies$555,7380.2%
- Corporations and businesses$537,6550.2%
- Individual clients
- 721reported
- HNW clients
- 464reported
- Pension plan clients
- n/areported
- Charitable clients
- 42reported
- Accounts
- 1,230reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.79 fund_share=0.0 institutional_share=0.21 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D•••••• R•••• M••••••Certified Financial Planner | West Chester, Pa | Jan 2, 2020 | 25 y | 6 |
| L•••• D••••• M••••••Chartered Financial Analyst | West Chester, Pa | Jan 2, 2020 | 10 y | 1 |
| D••••• G•••••• | West Chester, Pa | Aug 21, 2024 | 14 y | 0 |
| S••••• A••• S•••• | West Chester, Pa | May 30, 2025 | 13 y | 2 |
| J••• D•••••• | West Chester, Pa | Feb 1, 2026 | 10 y | 0 |
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 20% of current headcount3 left over 36 months
Left, latest
- J•••••• C•••••••• to M•••••• T••••••••• L••Mar 4, 2026 · RIA to RIA
- C•••••• B•••••••• to N••••••••• M••••• I••••••••• S•••••••••Jun 17, 2024 · Other
- C•••••••• Q•••• to W•••• F•••• A•••••••Nov 30, 2023 · RIA to wirehouse
- J•••• J••••• C•••••• to C••• L••Apr 19, 2022 · RIA to affiliated broker-dealer or bank
Joined, latest
- S••••• A••• S•••• from S•••••••• A••••••• L••May 30, 2025 · Affiliated broker-dealer or bank to independent RIA
- J•••• J••••• C•••••• from L•••••• S•• I••••••••• A•••••••• L•••••Sep 1, 2021 · Affiliated broker-dealer or bank to independent RIA
- D•••••• R•••• M•••••• from C•••••• I•• A•••••••• L••Jan 2, 2020 · RIA to a newly registered adviser
- L•••• D••••• M•••••• from C•••••• I•• A•••••••• L••Jan 2, 2020 · RIA to a newly registered adviser
- C•••••••• Q•••• from C•••••• I•• A•••••••• L••Jan 2, 2020 · RIA to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 3 joined from C•••••• I•• A•••••••• L••Apr 2, 2020 · Conshohocken, Pa
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- M••••••• D••••••• R•••• · Owner And Principalcontrolsince 01/2020 · owns 75% or more
- P••••••• C••••••••• G••••• · Chief Compliance Officercontrolsince 08/2023 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Advisers that list S•••••••• W••••• A•••••••• L•• as a related person
- 330384 y
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| West Chester, Pa · principal | 5 | 1 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
4 against comparable advisers; where to look, not conclusions
- unusually high clients per advisorStatic outlier · filing Mar 27, 2026private clients per advisor of 237.0 against a peer median of 57.3 (3076 comparable advisers, 98.0th percentile, 5.1 robust deviations)peers: independent wealth managers, $100M to $500M (3,076) · 98% percentile
- account count surgeChange between filings · filing Mar 27, 2026accounts (Item 5.F.2.f) moved from 706.0 to 1,230.0 (+74.0%) between the annual amendments of 2025-03-10 and 2026-03-27; the peer median change was +5.0% (3687 comparable advisers, 97.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,687) · 97% percentile
- client count surgeChange between filings · filing Mar 27, 2026individual and HNW clients (Item 5.D) moved from 684.0 to 1,185.0 (+73.0%) between the annual amendments of 2025-03-10 and 2026-03-27; the peer median change was +3.0% (3309 comparable advisers, 98.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,309) · 98% percentile
- HNW share shiftChange between filings · filing Mar 27, 2026HNW share of RAUM moved from 40.0% to 63.0% between the annual amendments of 2025-03-10 and 2026-03-27peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 706 to 1,230Mar 10, 2025 to Mar 27, 2026
- Advisory employees · 4 to 6Mar 10, 2025 to Mar 27, 2026
- Charity clients · 211 to 42Mar 10, 2025 to Mar 27, 2026
- Corporate clients · unset to 2.0Mar 10, 2025 to Mar 27, 2026
- HNW clients · 56 to 464Mar 10, 2025 to Mar 27, 2026
- Individual clients · 628 to 721Mar 10, 2025 to Mar 27, 2026
- Employees · 5 to 7Mar 10, 2025 to Mar 27, 2026
- Financial planning clients · 101-250 to 251-500Mar 10, 2025 to Mar 27, 2026
- State-registered IARs · 4 to 6Mar 10, 2025 to Mar 27, 2026
- Discretionary RAUM · $251M to $299MMar 10, 2025 to Mar 27, 2026
- HNW RAUM · $100M to $188MMar 10, 2025 to Mar 27, 2026
- Individual RAUM · $92.2M to $49.2MMar 10, 2025 to Mar 27, 2026
- Non-discretionary RAUM · $690,648 to $537,655Mar 10, 2025 to Mar 27, 2026
- Pension RAUM · 0.0 to unsetMar 10, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · 0.0 to unsetMar 10, 2025 to Mar 27, 2026
- RAUM · $252M to $300MMar 10, 2025 to Mar 27, 2026
- Accounts · 772 to 706Mar 25, 2024 to Mar 10, 2025
- Charity clients · 41 to 211Mar 25, 2024 to Mar 10, 2025
- Corporate clients · 2.0 to unsetMar 25, 2024 to Mar 10, 2025
- HNW clients · 262 to 56Mar 25, 2024 to Mar 10, 2025
- Individual clients · 466 to 628Mar 25, 2024 to Mar 10, 2025
- Financial planning clients · 101-250 to 101-250Mar 25, 2024 to Mar 10, 2025
- Discretionary RAUM · $235M to $251MMar 25, 2024 to Mar 10, 2025
- HNW RAUM · $128M to $100MMar 25, 2024 to Mar 10, 2025
- Individual RAUM · $44.8M to $92.2MMar 25, 2024 to Mar 10, 2025
- Non-discretionary RAUM · $751,385 to $690,648Mar 25, 2024 to Mar 10, 2025
- RAUM · $236M to $252MMar 25, 2024 to Mar 10, 2025
- Accounts · 653 to 772Aug 29, 2023 to Mar 25, 2024
- Advisory employees · 3 to 4Aug 29, 2023 to Mar 25, 2024
- Charity clients · 35 to 41Aug 29, 2023 to Mar 25, 2024
- Corporate clients · 3 to 2Aug 29, 2023 to Mar 25, 2024
- HNW clients · 321 to 262Aug 29, 2023 to Mar 25, 2024
- Individual clients · 294 to 466Aug 29, 2023 to Mar 25, 2024
- Employees · 4 to 5Aug 29, 2023 to Mar 25, 2024
- State-registered IARs · 3 to 4Aug 29, 2023 to Mar 25, 2024
- Discretionary RAUM · $204M to $235MAug 29, 2023 to Mar 25, 2024
- HNW RAUM · $127M to $128MAug 29, 2023 to Mar 25, 2024
- Individual RAUM · $22.8M to $44.8MAug 29, 2023 to Mar 25, 2024
- Non-discretionary RAUM · $1.4M to $751,385Aug 29, 2023 to Mar 25, 2024
- RAUM · $205M to $236MAug 29, 2023 to Mar 25, 2024
Signals
9 dated events
- J•••••• C•••••••• left S•••••••• W••••• A•••••••• L•• for M•••••• T••••••••• L•• (registered 2026-03-19)Mar 4, 2026 · Advisor changed firm · fact
- C•••••• B•••••••• left S•••••••• W••••• A•••••••• L•• for N••••••••• M••••• I••••••••• S••••••••• (registered 2024-11-11)Jun 17, 2024 · Advisor changed firm · fact
- C•••••••• Q•••• left S•••••••• W••••• A•••••••• L•• for W•••• F•••• A••••••• (registered 2024-03-08)Nov 30, 2023 · Advisor changed firm · fact
- George Christopher Plummer (Chief Compliance Officer) appeared on Schedule A of S•••••••• W••••• A•••••••• L••Aug 29, 2023 · Control person joined · fact
- Lea Michelle Eldridge (Chief Compliance Officer) no longer on Schedule A of S•••••••• W••••• A•••••••• L•• (listed 2023-03-29, absent 2023-08-29)Aug 29, 2023 · Control person left · inference
- J•••• J••••• C•••••• left S•••••••• W••••• A•••••••• L•• for C••• L•• (registered 2025-06-16)Apr 19, 2022 · Advisor changed firm · fact
- Leigh Stacy Sizemore (Chief Compliance Officer) no longer on Schedule A of S•••••••• W••••• A•••••••• L•• (listed 2021-11-01, absent 2022-03-21)Mar 21, 2022 · Control person left · inference
- Lea Michelle Eldridge (Chief Compliance Officer) appeared on Schedule A of S•••••••• W••••• A•••••••• L••Mar 21, 2022 · Control person joined · fact
- S•••••••• W••••• A•••••••• L•• filed its initial SEC registration (Form ADV)Nov 20, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/stonecropadvisorsreportedpublic record, Form ADV, Sep 18, 2026
- Website
- stonecropadvisors.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 610-628-0035reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $59.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026