DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
J•••• E•••••••• B••••
Feed of 09/14/2026
Also filed as J•••• F••••••••• C••••••
At current firm
1 y
since Mar 31, 2025
In the industry
22 y
since Dec 1, 2003 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••••• A••••••• L•• national BD currentsince Mar 31, 2025 · Orlando, Fl
- F••••••• P••••••• A•• W•••••••• A••••••• formerNov 13, 2024 to Mar 31, 2025 · Venice, Fl
- W•••• F•••• A••••••• wirehouseJul 31, 2019 to Jan 7, 2020 · Venice, Fl
- C••••• I••••••••• A••••••• L•• BD affiliatedFeb 7, 2019 to Jul 25, 2019 · Venice, Fl
- W•••• F•••• A••••••• wirehouseMay 2, 2013 to Jul 26, 2018 · Venice, Fl
- V•••• F•••••••• A•••••••• I••• BD affiliatedDec 8, 2003 to Mar 28, 2013 · Venice, Fl
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- W•••• F•••• A••••••• to F••••••• P••••••• A•• W•••••••• A•••••••left Jan 7, 2020, registered Nov 13, 2024 (1772 days) · Wirehouse to affiliated broker-dealer or bank
- C••••• I••••••••• A••••••• L•• to W•••• F•••• A•••••••left Jul 25, 2019, registered Jul 31, 2019 (6 days) · Affiliated broker-dealer or bank to wirehouse
- W•••• F•••• A••••••• to C••••• I••••••••• A••••••• L••left Jul 26, 2018, registered Feb 7, 2019 (196 days) · Wirehouse to affiliated broker-dealer or bank
- V•••• F•••••••• A•••••••• I••• to W•••• F•••• A•••••••left Mar 28, 2013, registered May 2, 2013 (35 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address