RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••• H•••• V•• B••••••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Sep 5, 2025 · Sioux Center, Ia
- A•••••• A••••••• S••••••• formerJun 4, 2024 to Sep 5, 2025 · Sioux Center, Ia
- M•••••• W••••• no RAUMOct 23, 2019 to Feb 15, 2024 · Overland Park, Ks
- 1•• G••••• A••••••• I•• formerApr 18, 2013 to Mar 19, 2019 · Sioux Center, Ia
- A•••••• P••••••• P•••••••• I••• BD affiliatedOct 10, 2008 to Apr 22, 2013 · Sioux Center, Ia
- A•••••• A••••••• S••••••• to C••••• I••••••••• A••••••• L••left Sep 5, 2025, registered Sep 5, 2025 (0 days) · corporate re-registration, not a move
- M•••••• W••••• to A•••••• A••••••• S•••••••left Feb 15, 2024, registered Jun 4, 2024 (110 days) · Other
- 1•• G••••• A••••••• I•• to M•••••• W•••••left Mar 19, 2019, registered Oct 23, 2019 (218 days) · Other
- A•••••• P••••••• P•••••••• I••• to 1•• G••••• A••••••• I••left Apr 22, 2013, registered Apr 18, 2013 (-4 days) · Other
- T••• H•••• V•• B•••••• left M•••••• W••••• for A•••••• A••••••• S••••••• (registered 2024-06-04)Feb 15, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address