DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

M•••••• W•••••

No RAUM reportedOverland Park, KansasCRD 289886SEC 801-111823websiteIAPD
Legal name M•••••• W••••• A••••••••• L••
Latest filing Jun 17, 2026
First filing on the tape Sep 8, 2017 · 28 filings
SEC status approved since Oct 6, 2017
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
66
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
65
65 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
28 filings and snapshots on the tape
RAUM$0 as of Jun 17, 2026
Jan 14, 2025$0 then
HNW client RAUM$0 as of Jun 17, 2026
Mar 29, 2018$0 then
State-registered IARs (5.B.3)65 as of Jun 17, 2026
Mar 29, 201813 then
Employees (5.A)65 as of Jun 17, 2026
Mar 29, 201813 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 50 to 65
Practice profile
derived from the filing of Jun 17, 2026; every figure names its basis
Archetypes, each a printed rule
  • PE backed · a Schedule A entity owner at 25 percent or more whose exact legal name is a PE fund vehicle or a classified PE sponsor on the DFX private equity graph
RAUM per advisor
$0derivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
66.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
+30%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
otherreportedItem 5.E
Advisory activities
otherreportedItem 5.G
Ownership
a PE fund or sponsor is a 25 percent or greater owner on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
0reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
n/areported
Class basis
private_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
65 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
S•••• D• S•••••••Overland Park, KsJan 3, 201822 y1
R••• M•••••• L•••••••••Overland Park, KsJan 3, 201823 y1
D••••• J•• D••••Overland Park, KsJan 3, 201817 y1
T••••• J••• S••••••Overland Park, KsJan 3, 201824 y1
R••••• H••••• B•••••Overland Park, KsJan 19, 201829 y1
P•••••• J••• C••••••Overland Park, KsJan 22, 201813 y0
B•••• T••••• F•••••••Overland Park, KsFeb 15, 201832 y1
M•••••• J•••• S••••Overland Park, KsApr 4, 201817 y0
A••••• J••• W•••••••••Overland Park, KsSep 5, 201916 y0
J••••• J•••• H•••Overland Park, KsSep 23, 201915 y1
C••••••••• D••• F•••Overland Park, KsSep 23, 201918 y1
P••• E••••• C••••Overland Park, KsOct 7, 201922 y3
J••• K•••••• M•••••Overland Park, KsJan 9, 202013 y0
T•••••• G••••• B••••••State College, PaFeb 7, 202023 y3
C•••••• A••• H•••••Overland Park, KsFeb 7, 202017 y0
T•••••• R••••• M•••••••State College, PaFeb 10, 202024 y4
S•••• A• B•••••Overland Park, KsAug 17, 202040 y1
D•••• L••• M•••••Certified Financial PlannerStephenville, TxNov 9, 202027 y3
D••••• J••• M•••••••Overland Park, KsNov 23, 202030 y2
S••••• K•••• D•••••Overland Park, KsNov 23, 202032 y2
R•••••• E••• K•••••Overland Park, KsMar 1, 202114 y0
J••••• R•• D•••••Overland Park, KsMar 1, 202115 y0
D••••• F•••• H•••••••Personal Financial SpecialistOverland Park, KsFeb 11, 202239 y1
E•••••••• A••• G•••••Personal Financial SpecialistOverland Park, KsJun 13, 202229 y1
D•••• S• P•••••Overland Park, KsAug 23, 202242 y1
R••••• L••• J••••Certified Financial PlannerOverland Park, KsFeb 17, 202316 y1
F•••• J••••• P••••••Overland Park, KsFeb 24, 202320 y0
T••••••• K•••••Overland Park, KsAug 8, 202313 y0
D••••• S••••••Overland Park, KsNov 14, 202315 y0
E••••• R••• M••••••Overland Park, KsDec 11, 202317 y0
J••••••• M•••••• F•••••Overland Park, KsDec 13, 202328 y4
T••••• W•••••• S•••••••••Overland Park, KsFeb 15, 202426 y2
C••••••••• J••• M••••Overland Park, KsApr 9, 202420 y0
K•••• K•••••• R•••••Overland Park, KsMay 1, 202413 y0
A••••• L•• Z•••••••••Overland Park, KsJun 18, 202420 y1
M•••••• R•• C••••Overland Park, KsJun 20, 202411 y1
A••• R••••• D•••••Overland Park, KsAug 1, 202424 y2
J••••• S• J••••Personal Financial SpecialistOverland Park, KsAug 16, 202436 y2
J••• J••••• B••••Overland Park, KsAug 18, 202421 y1
D•••• J••••••• B•••••Overland Park, KsAug 27, 202428 y1
All 65 advisors at M•••••• W•••••
Advisor movement
1 left, 2 joined in 12 months
net +1 in 12 months1 left in 90 days0 joined in 90 daysdeparture rate 1.5% of current headcount2 left over 36 months
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • B•••••••• C•••••• R•••• · Chief Operating Officercontrol
      since 09/2017 · owns less than 5%
    • B•••••••• M•••••• C••••••••• · Chief Executive Officercontrol
      since 09/2017 · owns less than 5%
    • B•••••••• C•••••• R•••• · Elected M••••••control
      since 07/2021 · owns F of M•• H•••••• L••
    • B•••••••• M•••••• C••••••••• · Elected M••••••control
      since 07/2021 · owns F of M•• H•••••• L••
    • D••••••• J•••• G•••• · Trusteecontrol
      since 10/1997 · owns F of T•• D•••••• R•••••••• T••••
    • H•••••• G•••• P••• · Elected M••••••control
      since 07/2021 · owns F of M•• H•••••• L••
    • S••••••• J•••••••• A••• · Elected M••••••control
      since 07/2021 · owns F of M•• H•••••• L••
    • S•••••••• J•••••••• D•••• · Elected M••••••control
      since 07/2021 · owns F of M•• H•••••• L••
    • S•••••••• J•••••••• D•••• · Trusteecontrol
      since 10/1997 · owns F of T•• S••••••• F••••• T••••
    • D•••••• A•••• J•••••• · General Counsel, Chief Compliance Officer
      since 09/2017 · owns less than 5%
    • K••••••••• M••••••• K•• · Senior Vice Pres•••Nt, Compliance
      since 11/2022 · owns less than 5%
    Entity owners
    • M•••••• W••••• A••••••• · Managing Member
      direct · owns 75% or more
    • E•••••• H••••••• I• L•• · General Partner
      indirect · owns F of E•••••• H••••••• I•• L•••
    • E•••••• H••••••• I•• L••• · Limited Partner
      indirect · owns 75% or more of L•• F•••••• L•••
    • G•• C•••••• V•••• L•• · General Partner
      indirect · owns F of G•••• E••••• I•••••••• S••• V••• L•••
    • G•• C•••••• V•••• L•• · General Partner
      indirect · owns F of G•••• E••••• I•••••••• V••• L•••
    • G•• V••• M• A••••••••• L•• · Member
      indirect · owns 25% to 50% of M•• H•••••• L••
    • G•••• E••••• I•••••••• S••• V••• L••• · Member
      indirect · owns 75% or more of G•• V••• M• B•••••• L••
    • L•••••• G•••• • P•••••••• L••• · M••••••
      indirect · owns 75% or more of P•••••• C••••••• M•••••• L••
    • L•• F•••••• L••• · Limited Partner
      indirect · owns 50% to 75% of L•••••• G•••• • P•••••••• L•••
    • L•• M••••••••• I••• · M••••••
      indirect · owns F of G•• C•••••• V•••• L••
    • L•• M••••••••• I••• · General Partner
      indirect · owns F of L•••••• G•••• • P•••••••• L•••
    • M•••••• W••••• A•••••••• L•• · Managing Member
      indirect · owns 75% or more of M•••••• W••••• A•••••••
    • M•• H•••••• L•• · M••••••
      indirect · owns F of M•• M••••• L••
    • M•• M••••• L•• · M••••••
      indirect · owns F of M•••••• W••••• A•••••••• L••
    • P•••••• C••••••• M•••••• L•• · M••••••
      indirect · owns F of G•• V••• M• B•••••• L••
    • P•••••• C••••••• M•••••• L•• · M••••••
      indirect · owns F of G•• V••• M• A••••••••• L••
    • T•• D•••••• R•••••••• T•••• · Member
      indirect · owns 25% to 50% of E•••••• H••••••• I• L••
    • T•• D•••••• R•••••••• T•••• · Limited Partner
      indirect · owns 25% to 50% of E•••••• H••••••• I•• L•••
    • T•• S••••••• F••••• T•••• · Limited Partner
      indirect · owns 25% to 50% of E•••••• H••••••• I•• L•••
    • T•• S••••••• F••••• T•••• · Member
      indirect · owns 25% to 50% of E•••••• H••••••• I• L••
    Related persons
    Schedule D 7.A
    Advisers that list M•••••• W••••• as a related person
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Overland Park, Ks · principal57101
    Newport Beach, Ca440
    State College, Pa200
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Advisory employees · 50 to 65
      Feb 2, 2026 to Mar 27, 2026
    • Charity clients · unset to 0.0
      Feb 2, 2026 to Mar 27, 2026
    • Corporate clients · unset to 0.0
      Feb 2, 2026 to Mar 27, 2026
    • HNW clients · unset to 0.0
      Feb 2, 2026 to Mar 27, 2026
    • Individual clients · unset to 0.0
      Feb 2, 2026 to Mar 27, 2026
    • Pension plan clients · unset to 0.0
      Feb 2, 2026 to Mar 27, 2026
    • Pooled vehicle clients · unset to 0.0
      Feb 2, 2026 to Mar 27, 2026
    • Employees · 50 to 65
      Feb 2, 2026 to Mar 27, 2026
    • State-registered IARs · 50 to 65
      Feb 2, 2026 to Mar 27, 2026
    • Financial planning clients · 0 to 0
      Mar 28, 2025 to Jun 26, 2025
    • Advisory employees · 37 to 50
      Jan 14, 2025 to Mar 28, 2025
    • Employees · 37 to 50
      Jan 14, 2025 to Mar 28, 2025
    • Financial planning clients · unset to 0
      Jan 14, 2025 to Mar 28, 2025
    • State-registered IARs · 37 to 50
      Jan 14, 2025 to Mar 28, 2025
    • Accounts · unset to 0.0
      Jul 26, 2024 to Jan 14, 2025
    • Discretionary RAUM · unset to 0.0
      Jul 26, 2024 to Jan 14, 2025
    • Non-discretionary RAUM · unset to 0.0
      Jul 26, 2024 to Jan 14, 2025
    • RAUM · unset to 0.0
      Jul 26, 2024 to Jan 14, 2025
    • Business name · M•••••• W••••• A••••••• to M•••••• W•••••
      Mar 19, 2024 to Apr 8, 2024
    • Advisory employees · 34 to 37
      Dec 6, 2023 to Mar 19, 2024
    • BD registered reps · 1 to 0
      Dec 6, 2023 to Mar 19, 2024
    • Employees · 34 to 37
      Dec 6, 2023 to Mar 19, 2024
    • Insurance-licensed employees · 1 to 0
      Dec 6, 2023 to Mar 19, 2024
    • State-registered IARs · 34 to 37
      Dec 6, 2023 to Mar 19, 2024
    • Advisory employees · 33 to 34
      Mar 3, 2023 to Mar 30, 2023
    • Employees · 33 to 34
      Mar 3, 2023 to Mar 30, 2023
    • State-registered IARs · 33 to 34
      Mar 3, 2023 to Mar 30, 2023
    • Advisory employees · 29 to 33
      Jul 30, 2021 to Mar 31, 2022
    • Employees · 29 to 33
      Jul 30, 2021 to Mar 31, 2022
    • Insurance-licensed employees · 0 to 1
      Jul 30, 2021 to Mar 31, 2022
    • State-registered IARs · 29 to 33
      Jul 30, 2021 to Mar 31, 2022
    • Advisory employees · 25 to 29
      Oct 22, 2020 to Mar 2, 2021
    • Employees · 25 to 29
      Oct 22, 2020 to Mar 2, 2021
    • State-registered IARs · 25 to 29
      Oct 22, 2020 to Mar 2, 2021
    • Advisory employees · 12 to 25
      Jan 23, 2020 to Mar 13, 2020
    • BD registered reps · 0 to 1
      Jan 23, 2020 to Mar 13, 2020
    • Employees · 12 to 25
      Jan 23, 2020 to Mar 13, 2020
    • Financial planning clients · 0 to unset
      Jan 23, 2020 to Mar 13, 2020
    • State-registered IARs · 12 to 25
      Jan 23, 2020 to Mar 13, 2020
    • Advisory employees · 13 to 12
      Mar 29, 2018 to Mar 28, 2019
    Signals
    13 dated events
    • R•• G••• left M•••••• W••••• for M•••••• I••••••••• (registered 2026-07-14)
      Jul 10, 2026 · a•••••• firm change · fact
    • M•••••• W••••• reported 65 state-registered advisory representatives, up from 50 (2026-02-02 to 2026-03-27)
      Mar 27, 2026 · ria a•••••• headcount change · derived
    • 3 advisors left A•••••• A••••••• S••••••• (Tulsa, OK) for M•••••• W••••• on the same day
      Jun 20, 2025 · Team lift-out · derived
    • M•••••• W••••• reported 50 state-registered advisory representatives, up from 37 (2025-01-14 to 2025-03-28)
      Mar 28, 2025 · ria a•••••• headcount change · derived
    • 4 advisors left A•••••• P••••••• P•••••••• I••• (Kennesaw, GA) for M•••••• W••••• within 16 days
      Aug 20, 2024 · Team lift-out · derived
    • T••• H•••• V•• B•••••• left M•••••• W••••• for A•••••• A••••••• S••••••• (registered 2024-06-04)
      Feb 15, 2024 · a•••••• firm change · fact
    • Paul Gary Henson (Elected Manager) appeared on Schedule A of M•••••• W•••••
      Mar 30, 2023 · Control person joined · fact
    • Adam Jonathan Seiffer (Elected Manager) appeared on Schedule A of M•••••• W•••••
      Mar 30, 2023 · Control person joined · fact
    • Glenn J••• Danhakl (Trustee) appeared on Schedule A of M•••••• W•••••
      Jul 30, 2021 · Control person joined · fact
    • Davis Jonathan Sokoloff (Trustee) appeared on Schedule A of M•••••• W•••••
      Jul 30, 2021 · Control person joined · fact
    • M•••••• W••••• reported 25 state-registered advisory representatives, up from 12 (2020-01-23 to 2020-03-13)
      Mar 13, 2020 · ria a•••••• headcount change · derived
    • M•••••• W••••• reported 13 state-registered advisory representatives, up from 0 (2017-09-08 to 2018-03-29)
      Mar 29, 2018 · ria a•••••• headcount change · derived
    • M•••••• W••••• A••••••• filed its initial SEC registration (Form ADV)
      Sep 8, 2017 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Website
    m••••••.comreportedpublic record, Form ADV, Sep 18, 2026
    Principal office phone
    913-904-5700reportedpublic record, Form ADV, Jun 17, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    No RAUM reportedderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026