DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Neil Sampat Gavande
Certified Financial Planner · Chartered Financial Consultant
Feed of 09/14/2026
Also filed as Neil S Gavande
At current firm
2 y
since Aug 2, 2024
In the industry
24 y
since Dec 3, 2001 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Farm And Community Advisory state registered currentsince Aug 2, 2024 · Los Gatos, Ca
- Tcfg Investment Advisors, LLC independent RIAJul 27, 2020 to Oct 3, 2023 · Los Gatos, Ca
- Morgan Stanley wirehouseJan 2, 2014 to May 14, 2020 · San Jose, Ca
- UBS Financial Services Inc. wirehouseOct 1, 2004 to Jan 10, 2014 · Palo Alto, Ca
- Morgan Stanley Dw Inc. unclassifiedJan 25, 2002 to Oct 7, 2004 · Cupertino, Ca
Moves
a registration end followed by a registration begin elsewhere
- Tcfg Investment Advisors, LLC to Farm And Community Advisoryleft Oct 3, 2023, registered Aug 2, 2024 (304 days) · RIA to a state-registered adviser
- Morgan Stanley to Tcfg Investment Advisors, LLCleft May 14, 2020, registered Jul 27, 2020 (74 days) · Wirehouse to independent RIA
- UBS Financial Services Inc. to Morgan Stanleyleft Jan 10, 2014, registered Jan 2, 2014 (-8 days) · Wirehouse to wirehouse
- Morgan Stanley Dw Inc. to UBS Financial Services Inc.left Oct 7, 2004, registered Oct 1, 2004 (-6 days) · Other
Signals
- Neil Sampat Gavande left Tcfg Investment Advisors, Llc for Farm And Community Advisory (registered 2024-08-02)Oct 3, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address