RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• R••••• F••••••
- C•• I••••••••• I•• independent RIA currentsince Feb 8, 2016 · Rochester, Mi
- F•••• A••••••• N•••••••• L•• independent RIAMar 24, 2015 to Feb 1, 2016 · Arburn Hills, Mi
- H•• A••••••• S••••••• L•• independent RIAFeb 13, 2013 to Dec 31, 2014 · Simi Valley, Ca
- H•• A••••••• S••••••• L•• independent RIAMay 18, 2010 to Dec 31, 2012 · Sterling Hts, Mi
- F•••• A••••••• N•••••••• L•• to C•• I••••••••• I••left Feb 1, 2016, registered Feb 8, 2016 (7 days) · Other
- H•• A••••••• S••••••• L•• to F•••• A••••••• N•••••••• L••left Dec 31, 2014, registered Mar 24, 2015 (83 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address