DFX Intelligence
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Registered advisor
J•• R•••••• R••••••
Feed of 09/14/2026
At current firm
3 y
since Mar 23, 2023
In the industry
24 y
since Dec 21, 2001 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•••• F••• I••••••••• M••••••••• C•••• asset manager currentsince Mar 23, 2023 · Hibbing, Mn
- R•• C•••••• M••••••• L•• national BDMay 16, 2006 to Sep 25, 2006 · Reno, Nv
- W•••• F•••• I••••••••• L•• unclassifiedMar 9, 2005 to May 17, 2006 · Sparks, Nv
Moves
a registration end followed by a registration begin elsewhere
- R•• C•••••• M••••••• L•• to S•••• F••• I••••••••• M••••••••• C••••left Sep 25, 2006, registered Mar 23, 2023 (6023 days) · Other
- W•••• F•••• I••••••••• L•• to R•• C•••••• M••••••• L••left May 17, 2006, registered May 16, 2006 (-1 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address