DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B•••• W•••••• B••••

L•• F•••••••• L••BD affiliatedJacsonville, Fl dual registrantIAPD 4467450

Feed of 09/15/2026

At current firm

3 y

since May 24, 2023

In the industry

24 y

since Dec 21, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since May 24, 2023 · Jacksonville, Fl
P•••• S••••••••• L•• no RAUM
Jan 13, 2021 to May 30, 2023 · Jacksonville, Fl
P•••• S••••••••• L•• no RAUM
Dec 17, 2018 to Oct 12, 2020 · Jacksonville, Fl
F•••• T•••• S••••••••• I••• BD affiliated
Jul 6, 2017 to Nov 3, 2018 · Jacksonville, Fl
F•••• H•••••• A•••••••• I•• former
Apr 15, 2016 to May 26, 2017 · Jacksonville, Fl
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jul 30, 2015 to Apr 12, 2016 · Jacksonville, Fl

Moves

a registration end followed by a registration begin elsewhere

P•••• S••••••••• L•• to L•• F•••••••• L••
left May 30, 2023, registered May 24, 2023 (-6 days) · Affiliated broker-dealer or bank to another
F•••• T•••• S••••••••• I••• to P•••• S••••••••• L••
left Nov 3, 2018, registered Dec 17, 2018 (44 days) · Affiliated broker-dealer or bank to another
F•••• H•••••• A•••••••• I•• to F•••• T•••• S••••••••• I•••
left May 26, 2017, registered Jul 6, 2017 (41 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to F•••• H•••••• A•••••••• I••
left Apr 12, 2016, registered Apr 15, 2016 (3 days) · Other

Signals

B•••• W•••••• B•••• left P•••• S••••••••• L•• for L•• F•••••••• L•• (registered 2023-05-24)
May 30, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 24derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address