DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Natural Investments
Legal name Natural Investments Pbllc
Latest filing Feb 24, 2026
First filing on the tape Feb 27, 2012 · 40 filings
SEC status approved since Feb 10, 2005
RAUM
$2.0B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
95%
$1.9B individuals and HNW
Advisors
23
registered through the firm on IAPD
RAUM per advisor
$89.1M
derived; firm RAUM over IAPD count
Employees
24
24 advisory (5.B.1)
Offices
18
beyond the principal office
Private funds
0
reported on Schedule D
History
40 filings and snapshots on the tape
RAUM$2.0B as of Feb 24, 2026
Feb 27, 2012$145M then
HNW client RAUM$1.5B as of Feb 24, 2026
Mar 8, 2018$285M then
State-registered IARs (5.B.3)24 as of Feb 24, 2026
Feb 27, 20120 then
Employees (5.A)24 as of Feb 24, 2026
Mar 20, 201312 then
Private funds: no history
RAUM +3.8% over the last fiscal year+7.0% a year over threeIARs 23 to 24offices 15 to 18
Practice profile
derived from the filing of Feb 24, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $89.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 54derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $5.5MderivedHNW RAUM over HNW clients
- Average account
- $423,016derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 3.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.2derived19 offices incl. principal (1.F.5)
- RAUM growth, one year
- +3.8%derivedbetween the last two annual amendments
- Advisor growth, one year
- +4.3%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -0.3%derived
- Compensation
- percentage of assets, hourly, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisers, educational seminarsreportedItem 5.G
- Custody
- $286M, 315 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.5B75%
- Individuals$414M20%
- Charitable organizations$72.7M3.5%
- Corporations and businesses$34.9M1.7%
- Individual clients
- 964reported
- HNW clients
- 278reported
- Pension plan clients
- n/areported
- Charitable clients
- 22reported
- Accounts
- 4,846reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- $286M for 315 clientsreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=0.95 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
23 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Christopher James Peck | Windsor, Ca | Nov 16, 2005 | 26 y | 0 |
| James Rice FrazierCertified Financial Planner | Kula, Hi | Jan 22, 2009 | 26 y | 4 |
| Andy Ray LovingCertified Financial Planner | Louisville, Ky | Feb 9, 2011 | 33 y | 1 |
| Carrie Burcham Vanwinkle | Windsor, Ca | Sep 12, 2012 | 14 y | 0 |
| Ryan Meyers Jones-Casey | Duluth, Mn | Aug 8, 2016 | 15 y | 1 |
| Joel David Koerner | Louisville, Ky | Sep 25, 2017 | 10 y | 0 |
| Sylvia Veronica Panek | Chicago, Il | Feb 1, 2018 | 11 y | 0 |
| Tiffany Ann Brown | Santa Rosa, Ca | Jul 28, 2018 | 10 y | 1 |
| Nicole Middleton HollowayCertified Financial Planner | Oakland, Ca | Jan 10, 2020 | 16 y | 3 |
| Amy D. PenderCertified Financial Planner | Windsor, Ca | Apr 26, 2021 | 15 y | 2 |
| Gregory E. Pitts | Windsor, Ca | Aug 16, 2021 | 18 y | 0 |
| Nonkululeko Maphalala | Windsor, Ca | May 1, 2022 | 14 y | 0 |
| Kate Anna Poole | Philadelphia, Pa | Feb 3, 2023 | 10 y | 0 |
| Diana G YanezCertified Financial Planner | Henderson, Nv | Aug 9, 2023 | 13 y | 0 |
| Malaika Thandi Maphalala | Oregon City, Or | Feb 8, 2024 | 17 y | 0 |
| Maria B Koerner | Windsor, Ca | Mar 26, 2024 | 13 y | 0 |
| Evan Patrick Quirk-Garvan | Windsor, Ca | Sep 23, 2024 | 11 y | 1 |
| Isaac Louis Goldowitz | Kingston, Ny | Oct 24, 2024 | 12 y | 0 |
| Harold Arthur Brill | Paonia, Co | Jan 2, 2025 | 37 y | 0 |
| Brittany Renee Damico | Pismo Beach, Ca | Jul 24, 2025 | 16 y | 1 |
| Michael A Kramer | Seattle, Wa | Aug 12, 2025 | 25 y | 0 |
| Daniel Paul Carreno | Denver, Co | Nov 6, 2025 | 22 y | 3 |
| Kirbie Hope Crowe | Greenville, Sc | Jan 2, 2026 | 12 y | 0 |
Advisor movement
1 left, 2 joined in 12 months
net +1 in 12 months1 left in 90 days0 joined in 90 daysdeparture rate 4.3% of current headcount1 left over 36 months
Left, latest
- Jamonica K Brown to Ifg Advisory, LLCJul 15, 2026 · RIA to RIA
Joined, latest
- Daniel Paul Carreno from O-Six Impact Partners, LLCNov 6, 2025 · Other
- Jamonica K Brown from Cetera Investment Advisers LLCNov 6, 2025 · Affiliated broker-dealer or bank to independent RIA
- Brittany Renee Damico from O-Six Impact Partners, LLCJul 24, 2025 · Other
- Amy D. Pender from Sri InvestingApr 26, 2021 · Other
- Nicole Middleton Holloway from Qualified PlanningJan 10, 2020 · Other
- Tiffany Ann Brown from Reynders, Mcveigh Capital Management, LLCJul 28, 2018 · RIA to RIA
- Ryan Meyers Jones-Casey from Kms Financial Services, IncAug 8, 2016 · Other
- Andy Ray Loving from First Affirmative Financial Network LLCFeb 9, 2011 · Other
- James Rice Frazier from Conscious Financial SolutionsJan 22, 2009 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Rice James Frazier · Trusteecontrolsince 12/2023 · owns F of Natural Investments Purpose Trust
- Middleton Nicole Holloway · Trusteecontrolsince 12/2023 · owns F of Natural Investments Purpose Trust
- Meyers Ryan Jones-Casey · Trusteecontrolsince 12/2023 · owns F of Natural Investments Purpose Trust
- A Michael Kramer · Trusteecontrolsince 12/2023 · owns F of Natural Investments Purpose Trust
- Thandi Malaika Maphalala · Trusteecontrolsince 12/2023 · owns F of Natural Investments Purpose Trust
- James Christopher Peck · Trusteecontrolsince 12/2023 · owns F of Natural Investments Purpose Trust
- Burcham Carrie Vanwinkle · Trusteecontrolsince 12/2023 · owns F of Natural Investments Purpose Trust
- A Michael Kramer · Managersince 04/2007 · owns less than 5%
- James Christopher Peck · Chief Compliance Officer And Managersince 04/2007 · owns less than 5%
Entity owners
- Natural Investments Purpose · Ownerdirect · owns 75% or more
- Natural Investments Purpose Trust · Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Windsor, Ca | 13 | 0 | 0 | ||
| Louisville, Ky | 3 | 0 | 0 | ||
| Seattle, Wa | 2 | 0 | 0 | ||
| Morrisville, Nc | 0 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
- Louisville, KY3 employees
- North Charleston, SC3 employees
- Arroyo Grande, CA1 employees
- Duluth, MN1 employees
- , 1 employees
ADV anomalies
5 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Feb 24, 2026FRAZIER, JAMES, RICE (TRUSTEE) left Schedule A between the filings of 2024-01-25 and 2026-02-24peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Feb 24, 2026MAPHALALA, MALAIKA, THANDI (TRUSTEE) left Schedule A between the filings of 2024-01-25 and 2026-02-24peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Feb 24, 2026JONES-CASEY, RYAN, MEYERS (TRUSTEE) left Schedule A between the filings of 2024-01-25 and 2026-02-24peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Feb 24, 2026VANWINKLE, CARRIE, BURCHAM (TRUSTEE) left Schedule A between the filings of 2024-01-25 and 2026-02-24peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Feb 24, 2026HOLLOWAY, NICOLE, MIDDLETON (TRUSTEE) left Schedule A between the filings of 2024-01-25 and 2026-02-24peers: independent wealth managers, $1B to $5B (1,360)
What changed
consecutive filings, newest first
- Advisory employees · 23 to 24Feb 17, 2025 to Feb 24, 2026
- Charity clients · 20 to 22Feb 17, 2025 to Feb 24, 2026
- Corporate clients · 12 to 13Feb 17, 2025 to Feb 24, 2026
- HNW clients · 267 to 278Feb 17, 2025 to Feb 24, 2026
- Individual clients · 979 to 964Feb 17, 2025 to Feb 24, 2026
- Assets in custody · $291M to $286MFeb 17, 2025 to Feb 24, 2026
- Employees · 23 to 24Feb 17, 2025 to Feb 24, 2026
- State-registered IARs · 23 to 24Feb 17, 2025 to Feb 24, 2026
- Other offices · 15 to 18Feb 17, 2025 to Feb 24, 2026
- Discretionary RAUM · $2.0B to $2.0BFeb 17, 2025 to Feb 24, 2026
- HNW RAUM · $1.5B to $1.5BFeb 17, 2025 to Feb 24, 2026
- Individual RAUM · $376M to $414MFeb 17, 2025 to Feb 24, 2026
- Non-discretionary RAUM · $7.3M to $9.5MFeb 17, 2025 to Feb 24, 2026
- RAUM · $2.0B to $2.0BFeb 17, 2025 to Feb 24, 2026
- Accounts · 4,764 to 4,846Apr 22, 2024 to Feb 17, 2025
- Advisory employees · 22 to 23Apr 22, 2024 to Feb 17, 2025
- Charity clients · 18 to 20Apr 22, 2024 to Feb 17, 2025
- Corporate clients · 7 to 12Apr 22, 2024 to Feb 17, 2025
- HNW clients · 277 to 267Apr 22, 2024 to Feb 17, 2025
- Individual clients · 966 to 979Apr 22, 2024 to Feb 17, 2025
- Assets in custody · $274M to $291MApr 22, 2024 to Feb 17, 2025
- Employees · 22 to 23Apr 22, 2024 to Feb 17, 2025
- Financial planning clients · 11-25 to 11-25Apr 22, 2024 to Feb 17, 2025
- HQ city · unset to Apr 22, 2024 to Feb 17, 2025
- HQ state · unset to Apr 22, 2024 to Feb 17, 2025
- State-registered IARs · 20 to 23Apr 22, 2024 to Feb 17, 2025
- Discretionary RAUM · $1.8B to $2.0BApr 22, 2024 to Feb 17, 2025
- HNW RAUM · $1.4B to $1.5BApr 22, 2024 to Feb 17, 2025
- Individual RAUM · $319M to $376MApr 22, 2024 to Feb 17, 2025
- Non-discretionary RAUM · $4.3M to $7.3MApr 22, 2024 to Feb 17, 2025
- RAUM · $1.8B to $2.0BApr 22, 2024 to Feb 17, 2025
- Accounts · 1,215 to 4,764Jan 25, 2024 to Mar 18, 2024
- Charity clients · 14 to 18Jan 25, 2024 to Mar 18, 2024
- Corporate clients · 4 to 7Jan 25, 2024 to Mar 18, 2024
- HNW clients · 244 to 277Jan 25, 2024 to Mar 18, 2024
- Individual clients · 953 to 966Jan 25, 2024 to Mar 18, 2024
- Assets in custody · $258M to $274MJan 25, 2024 to Mar 18, 2024
- Discretionary RAUM · $1.7B to $1.8BJan 25, 2024 to Mar 18, 2024
- HNW RAUM · $1.3B to $1.4BJan 25, 2024 to Mar 18, 2024
- Individual RAUM · $322M to $319MJan 25, 2024 to Mar 18, 2024
Signals
8 dated events
- Jamonica K Brown left Natural Investments for Ifg Advisory, Llc (registered 2026-08-20)Jul 15, 2026 · Advisor changed firm · fact
- Natural Investments reported succeeding to the business of Another Adviser (Form ADV Item 4)Jan 23, 2024 · Succession (Item 4) · fact
- Arthur Harold Brill (Partner) no longer on Schedule A of Natural Investments (listed 2023-11-27, absent 2024-01-23)Jan 23, 2024 · Control person left · inference
- Meyers Ryan Jones-Casey (Trustee) appeared on Schedule A of Natural InvestmentsJan 23, 2024 · Control person joined · fact
- Burcham Carrie Vanwinkle (Trustee) appeared on Schedule A of Natural InvestmentsJan 23, 2024 · Control person joined · fact
- Middleton Nicole Holloway (Trustee) appeared on Schedule A of Natural InvestmentsJan 23, 2024 · Control person joined · fact
- Natural Investments reported RAUM $1.3B, up 151% from $524.2M (2019-03-19 to 2020-03-17)Mar 17, 2020 · RAUM change · derived
- Natural Investments reported RAUM $485.3M, up 44% from $336.6M (2018-02-01 to 2018-03-08)Mar 8, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/NATURAL-INVESTMENTSreportedpublic record, Form ADV, Sep 17, 2026
- Website
- allthecolors.netreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 707-758-0171reportedpublic record, Form ADV, Feb 24, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $89.1Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026