DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

G••••• H•••••• Z•••

S••••• O•• S••••••••• I•••BD affiliatedLancaster, Padual registrantIAPD 4469600

Feed of 09/14/2026

At current firm

3 y

since May 4, 2023

In the industry

25 y

since Sep 1, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S••••• O•• S••••••••• I••• BD affiliated current
since May 4, 2023 · Lancaster, Pa
F•••••••• A•••••••• L•• independent RIA
Nov 6, 2013 to May 10, 2023 · Lancaster, Pa
Q•••••• A•••• M••••••••• I••• former
Nov 15, 2011 to Nov 11, 2013 · Minneapolis, Mn
W••••••• F•••••••• S•••••••• I••• former
Apr 19, 2006 to Nov 17, 2011 · Mountville, Pa
E•••••••• A•••••••• L•• national BD
Aug 19, 2002 to May 20, 2003 · Lancaster, Pa

Moves

a registration end followed by a registration begin elsewhere

F•••••••• A•••••••• L•• to S••••• O•• S••••••••• I•••
left May 10, 2023, registered May 4, 2023 (-6 days) · RIA to affiliated broker-dealer or bank
Q•••••• A•••• M••••••••• I••• to F•••••••• A•••••••• L••
left Nov 11, 2013, registered Nov 6, 2013 (-5 days) · Other
W••••••• F•••••••• S•••••••• I••• to Q•••••• A•••• M••••••••• I•••
left Nov 17, 2011, registered Nov 15, 2011 (-2 days) · Other
E•••••••• A•••••••• L•• to W••••••• F•••••••• S•••••••• I•••
left May 20, 2003, registered Apr 19, 2006 (1065 days) · Other

Signals

George Herbert Zook left Faithward Advisors, Llc for Silver Oak Securities, Inc. (registered 2023-05-04)
May 10, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address