RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
H•••••• O•••• H•••
- T••••••••• F•••••••• S•••••••• L•• independent RIA currentsince Mar 11, 2019 · Brentwood, Tn
- P••• F•••••••• P•••••••• L•• unclassifiedJun 15, 2017 to Mar 6, 2019 · Nashville, Tn
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedJul 18, 2016 to Apr 7, 2017 · Nashville, Tn
- M•• F•••••••• S•••••••• I••• formerJan 16, 2015 to Jul 18, 2016 · Memphis, Tn
- T••••••••• F•••••••• A•••••••• L•• BD affiliatedJan 6, 2012 to Jan 20, 2015 · Brentwood, Tn
- I••••••••• A••••••• I••••••••• I••• unclassifiedJan 11, 2008 to Jan 6, 2012 · Brentwood, Tn
- W•••• E••••• G••••• I••• BD affiliatedFeb 17, 2004 to Jul 25, 2007 · Brentwood, Tn
- P••• F•••••••• P•••••••• L•• to T••••••••• F•••••••• S•••••••• L••left Mar 6, 2019, registered Mar 11, 2019 (5 days) · Other
- C•••••••• I••••••••• R••••••• A•••••••• I••• to P••• F•••••••• P•••••••• L••left Apr 7, 2017, registered Jun 15, 2017 (69 days) · Other
- M•• F•••••••• S•••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Jul 18, 2016, registered Jul 18, 2016 (0 days) · Other
- T••••••••• F•••••••• A•••••••• L•• to M•• F•••••••• S•••••••• I•••left Jan 20, 2015, registered Jan 16, 2015 (-4 days) · Other
- I••••••••• A••••••• I••••••••• I••• to T••••••••• F•••••••• A•••••••• L••left Jan 6, 2012, registered Jan 6, 2012 (0 days) · corporate re-registration, not a move
- W•••• E••••• G••••• I••• to I••••••••• A••••••• I••••••••• I•••left Jul 25, 2007, registered Jan 11, 2008 (170 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address