RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• C• T•••••
- T•••••• F•••••••• state registered currentsince Oct 18, 2022 · Fort Collins, Co
- A•••• L••• W••••• M••••••••• P•• state registeredOct 29, 2013 to Sep 26, 2022 · Golden, Co
- V••• F•••••••• A•••••••• I••• BD affiliatedAug 10, 2009 to Oct 25, 2013 · Colorado Springs, Co
- P•••• S••••••••• L•• no RAUMNov 9, 2007 to Jan 26, 2009 · Lakewood, Co
- T•••••• A••••••••• • I••••• T•• unclassifiedDec 3, 2003 to Jan 25, 2008 · Lakewood, Co
- A•••• L••• W••••• M••••••••• P•• to T•••••• F••••••••left Sep 26, 2022, registered Oct 18, 2022 (22 days) · Other
- V••• F•••••••• A•••••••• I••• to A•••• L••• W••••• M••••••••• P••left Oct 25, 2013, registered Oct 29, 2013 (4 days) · Other
- P•••• S••••••••• L•• to V••• F•••••••• A•••••••• I•••left Jan 26, 2009, registered Aug 10, 2009 (196 days) · Other
- T•••••• A••••••••• • I••••• T•• to P•••• S••••••••• L••left Jan 25, 2008, registered Nov 9, 2007 (-77 days) · Other
- J•••• C• T••••• left A•••• L••• W••••• M••••••••• P•• for T•••••• F•••••••• (registered 2022-10-18)Sep 26, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address