DFX Intelligence
RIA Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
E••••• C•••••• H•••
Chartered Financial Analyst
Feed of 09/15/2026
At current firm
16 y
since Aug 19, 2010
In the industry
26 y
since Aug 9, 2000 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A•• F•••• L•• asset manager currentsince Aug 19, 2010 · Stamford, Ct
- A•• D••••••••• I••• unclassifiedMay 20, 2005 to Jun 30, 2010 · Stamford, Ct
- R•••• A•••• M••••••••• L•• unclassifiedAug 9, 2000 to Apr 8, 2005 · Conshohocken, Pa
Moves
a registration end followed by a registration begin elsewhere
- A•• D••••••••• I••• to A•• F•••• L••left Jun 30, 2010, registered Aug 19, 2010 (50 days) · Other
- R•••• A•••• M••••••••• L•• to A•• D••••••••• I•••left Apr 8, 2005, registered May 20, 2005 (42 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address