RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• A•• O•••••
- M•• I••••••••• A••••••• I••• other currentsince Sep 12, 2016 · Boston, Ma
- B•••••••• F•••••••• M••••••••• I•• otherNov 30, 2006 to Aug 2, 2016 · New York, Ny
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedAug 4, 2005 to Sep 11, 2006 · Miami, Fl
- M•••••• L•••• I••••••••• M••••••• L• unclassifiedApr 9, 2003 to Apr 22, 2005 · Plainsboro, Nj
- B•••••••• F•••••••• M••••••••• I•• to M•• I••••••••• A••••••• I•••left Aug 2, 2016, registered Sep 12, 2016 (41 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to B•••••••• F•••••••• M••••••••• I••left Sep 11, 2006, registered Nov 30, 2006 (80 days) · Other
- M•••••• L•••• I••••••••• M••••••• L• to B••• O• A•••••• I••••••••• S•••••••• I•••left Apr 22, 2005, registered Aug 4, 2005 (104 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address