RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••• P••••••• L••••••
- W••••••••• A••••••• independent RIA currentsince May 13, 2026 · San Rafael, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJun 24, 2011 to Feb 4, 2013 · Palo Alto, Ca
- M••••• S•••••• wirehouseJun 1, 2009 to Jul 8, 2009 · San Francisco, Ca
- M••••• S•••••• • C•• L•• unclassifiedApr 2, 2007 to Jun 1, 2009 · San Francisco, Ca
- M••••• S•••••• D• I••• unclassifiedFeb 7, 2002 to Apr 2, 2007 · San Francisco, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W••••••••• A•••••••left Feb 4, 2013, registered May 13, 2026 (4846 days) · Wirehouse to independent RIA
- M••••• S•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jul 8, 2009, registered Jun 24, 2011 (716 days) · Wirehouse to wirehouse
- M••••• S•••••• • C•• L•• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address