RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P••• C•••••• H••••
- R•••••• W••••• A•••••••• I••• independent RIA currentsince Jul 23, 2014 · Davenport, Ia
- F•••••••• T••••••• I••• formerOct 8, 2013 to Jul 24, 2014 · San Rafael, Ca
- V•• A••••••• S••••••• formerJun 2, 2003 to Sep 30, 2013 · Overland Park, Ks
- H•• F•••••••• S•••••••• L••• unclassifiedDec 17, 1999 to Jun 3, 2003 · Davenport, Ia
- F•••••••• T••••••• I••• to R•••••• W••••• A•••••••• I•••left Jul 24, 2014, registered Jul 23, 2014 (-1 days) · Other
- V•• A••••••• S••••••• to F•••••••• T••••••• I•••left Sep 30, 2013, registered Oct 8, 2013 (8 days) · Other
- H•• F•••••••• S•••••••• L••• to V•• A••••••• S•••••••left Jun 3, 2003, registered Jun 2, 2003 (-1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 43derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address