DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Paul Charles Horan
Personal Financial Specialist
Feed of 09/14/2026
Also filed as Paul Charles Horan
At current firm
12 y
since Jul 23, 2014
In the industry
43 y
since Oct 1, 1982 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Redhawk Wealth Advisors, Inc. independent RIA currentsince Jul 23, 2014 · Davenport, Ia
- Financial Telesis, Inc. formerOct 8, 2013 to Jul 24, 2014 · San Rafael, Ca
- Vsr Advisory Services formerJun 2, 2003 to Sep 30, 2013 · Overland Park, Ks
- Hbc Financial Services, Ltd. unclassifiedDec 17, 1999 to Jun 3, 2003 · Davenport, Ia
Moves
a registration end followed by a registration begin elsewhere
- Financial Telesis, Inc. to Redhawk Wealth Advisors, Inc.left Jul 24, 2014, registered Jul 23, 2014 (-1 days) · Other
- Vsr Advisory Services to Financial Telesis, Inc.left Sep 30, 2013, registered Oct 8, 2013 (8 days) · Other
- Hbc Financial Services, Ltd. to Vsr Advisory Servicesleft Jun 3, 2003, registered Jun 2, 2003 (-1 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 43derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address