RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- E••••• J•••• national BD currentsince Jul 23, 2026 · Newburgh, In
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMay 14, 2026 to Jun 29, 2026 · New York, Ny
- F•••• T•••• S••••••••• I••• BD affiliatedOct 27, 2015 to Apr 6, 2018 · Evansville, In
- F•••• T•••• S••••••••• I••• BD affiliatedNov 27, 2013 to Aug 24, 2015 · Evansville, In
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to E••••• J••••left Jun 29, 2026, registered Jul 23, 2026 (24 days) · Wirehouse to affiliated broker-dealer or bank
- F•••• T•••• S••••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Apr 6, 2018, registered May 14, 2026 (2960 days) · Affiliated broker-dealer or bank to wirehouse
- C•••••• J• S•••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for E••••• J•••• (registered 2026-07-23)Jun 29, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address