DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

R•••••• H•••••• T•••

C•••••••• I••••••••• R••••••• A•••••••• I•••BD affiliatedWindermere, Fldual registrantIAPD 4474579

Feed of 09/14/2026

Also filed as R•••••• Lynn H••••••

At current firm

2 y

since Aug 24, 2024

In the industry

24 y

since Feb 28, 2002 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated current
since Aug 24, 2024 · Windermere, Fl
T•••• A•••••••• L•• former
May 22, 2009 to Aug 23, 2024 · Windermere, Fl
A•••••• I••• unclassified
Dec 6, 2005 to Mar 8, 2006 · Orlando, Fl
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Aug 5, 2002 to May 27, 2009 · Orlando, Fl

Moves

a registration end followed by a registration begin elsewhere

T•••• A•••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left Aug 23, 2024, registered Aug 24, 2024 (1 days) · Affiliated broker-dealer or bank to another
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to A•••••• I•••
left May 27, 2009, registered Dec 6, 2005 (-1268 days) · Other
A•••••• I••• to T•••• A•••••••• L••
left Mar 8, 2006, registered May 22, 2009 (1171 days) · Other

Signals

R•••••• H•••••• T••• left T•••• A•••••••• L•• for C•••••••• I••••••••• R••••••• A•••••••• I••• (registered 2024-08-24)
Aug 23, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 24derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address