J••••• R••••

J••• M••••• S••••••••• L••wirehouseNashville, Tndual registrantIAPD 4479153

Feed of 09/14/2026

Also filed as J•• R•••••• R•••••••• R•••••• R••••••••• R•••••• R••••••••• R• R••••••••• R••••

At current firm

3 y

since Nov 2, 2022

In the industry

24 y

since Jan 24, 2002 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

J••• M••••• S••••••••• L•• wirehouse current
since Nov 2, 2022 · Nashville, Tn
C••••• I••••••••• A••••••• L•• BD affiliated
Mar 16, 2020 to Oct 31, 2022 · Nashville, Tn
E•••••••• A•••••••• L•• national BD
Apr 5, 2018 to Mar 18, 2020 · Cincinnati, Oh
F•••• T•••• S••••••••• I••• BD affiliated
Sep 24, 2007 to Mar 23, 2018 · Indianapolis, In
C•••• I••••••••• S••••••• C•••• former
Feb 14, 2006 to Mar 6, 2007 · Indianapolis, In
M••••• S•••••• D• I••• unclassified
Jul 14, 2005 to Jan 23, 2006 · Indianapolis, In
B••• O•• S••••••••• C••••••••• unclassified
Mar 24, 2003 to Jul 15, 2003 · Indianapolis, In
A••••••••• F•••••••• S•••••••• L•• national BD
Jan 30, 2002 to May 7, 2002 · Indianapolis, In

Moves

a registration end followed by a registration begin elsewhere

C••••• I••••••••• A••••••• L•• to J••• M••••• S••••••••• L••
left Oct 31, 2022, registered Nov 2, 2022 (2 days) · Affiliated broker-dealer or bank to wirehouse
E•••••••• A•••••••• L•• to C••••• I••••••••• A••••••• L••
left Mar 18, 2020, registered Mar 16, 2020 (-2 days) · Affiliated broker-dealer or bank to another
F•••• T•••• S••••••••• I••• to E•••••••• A•••••••• L••
left Mar 23, 2018, registered Apr 5, 2018 (13 days) · Affiliated broker-dealer or bank to another
C•••• I••••••••• S••••••• C•••• to F•••• T•••• S••••••••• I•••
left Mar 6, 2007, registered Sep 24, 2007 (202 days) · Other
M••••• S•••••• D• I••• to C•••• I••••••••• S••••••• C••••
left Jan 23, 2006, registered Feb 14, 2006 (22 days) · Other
B••• O•• S••••••••• C••••••••• to M••••• S•••••• D• I•••
left Jul 15, 2003, registered Jul 14, 2005 (730 days) · Other
A••••••••• F•••••••• S•••••••• L•• to B••• O•• S••••••••• C•••••••••
left May 7, 2002, registered Mar 24, 2003 (321 days) · Other

Signals

••• Locked
Oct 31, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 24derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address