DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Jeffrey Vincent Hockenbrock
Feed of 09/15/2026
At current firm
3 y
since May 31, 2023
In the industry
20 y
since Jul 1, 2006 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Ascensus Investment Advisors, LLC institutional currentsince May 31, 2023 · Berkeley, Ca
- Newport Group Consulting, LLC institutionalJul 7, 2014 to Jun 8, 2023 · Lake Mary, Fl
- Advisory Consulting Group LLC formerMar 28, 2007 to Dec 31, 2012 · Alameda, Ca
Moves
a registration end followed by a registration begin elsewhere
- Newport Group Consulting, LLC to Ascensus Investment Advisors, LLCleft Jun 8, 2023, registered May 31, 2023 (-8 days) · channel change inside one enterprise, not a move
- Advisory Consulting Group LLC to Newport Group Consulting, LLCleft Dec 31, 2012, registered Jul 7, 2014 (553 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address