RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••••• W••••• H•••••
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Mar 31, 2023 · Portland, Or
- U••• B•••••• A•••••••• L•• BD affiliatedJan 20, 2015 to Mar 22, 2023 · Portland, Or
- B••••••• I••••••••• S•••••••• I••• ••••• formerSep 25, 2007 to Jan 28, 2015 · Lake Oswego, Or
- U••• B•••••• I••••••••• I••• formerMar 22, 2006 to Aug 17, 2007 · Newberg, Or
- U••• B•••••• A•••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Mar 22, 2023, registered Mar 31, 2023 (9 days) · Affiliated broker-dealer or bank to another
- B••••••• I••••••••• S•••••••• I••• ••••• to U••• B•••••• A•••••••• L••left Jan 28, 2015, registered Jan 20, 2015 (-8 days) · Other
- U••• B•••••• I••••••••• I••• to B••••••• I••••••••• S•••••••• I••• •••••left Aug 17, 2007, registered Sep 25, 2007 (39 days) · Other
- D•••••• W••••• H••••• left U••• B•••••• A•••••••• L•• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2023-03-31)Mar 22, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address