RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
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- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Feb 2, 2026 · Highland Beach, Fl
- C••••••••• F•••••••• N•••••• national BDMay 15, 2015 to Feb 9, 2026 · Waltham, Ma
- C••••• I••••••••• A••••••• L•• BD affiliatedAug 26, 2005 to May 13, 2015 · Rockaway, Nj
- C••••••••• F•••••••• N•••••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Feb 9, 2026, registered Feb 2, 2026 (-7 days) · Affiliated broker-dealer or bank to another
- C••••• I••••••••• A••••••• L•• to C••••••••• F•••••••• N••••••left May 13, 2015, registered May 15, 2015 (2 days) · Other · moved with a team
- D•••• E•••••• left C••••••••• F•••••••• N•••••• for C•••••••• I••••••••• R••••••• A•••••••• I••• (registered 2026-02-02)Feb 9, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address