DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Douglas Francis Clark
Personal Financial Specialist
Feed of 09/14/2026
At current firm
2 y
since Jul 1, 2024
In the industry
27 y
since Sep 23, 1998 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Focus Partners Wealth, LLC independent RIA currentsince Jul 1, 2024 · Lee'S Summit, Mo
- Buckingham Strategic Wealth, LLC formerJul 28, 2023 to Jul 1, 2024 · Lee'S Summit, Mo
- Madison Wealth Advisors, LLC formerDec 8, 1998 to Jul 28, 2023 · Lee'S Summit, Mo
Moves
a registration end followed by a registration begin elsewhere
- Buckingham Strategic Wealth, LLC to Focus Partners Wealth, LLCleft Jul 1, 2024, registered Jul 1, 2024 (0 days) · corporate re-registration, not a move
- Madison Wealth Advisors, LLC to Buckingham Strategic Wealth, LLCleft Jul 28, 2023, registered Jul 28, 2023 (0 days) · RIA to RIA · moved with a team
Signals
- Douglas Francis Clark left Madison Wealth Advisors, Llc for Buckingham Strategic Wealth, Llc (registered 2023-07-28)Jul 28, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address