DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
K••••••• M•••• C••••
Chartered Financial Consultant
Feed of 09/14/2026
Also filed as K••••••• M•••• Z••••••••• M•••• Z•••••
At current firm
17 y
since Mar 6, 2009
In the industry
22 y
since Nov 4, 2003 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- T••••••• I••••••••• M••••••••• I••• BD affiliated currentsince Mar 6, 2009 · Boca Raton, Fl
- M•• I•••••••• S•••••••• L•• BD affiliatedJul 10, 2007 to Mar 3, 2009 · Atlanta, Ga
- T••••••• I••••••••• M••••••••• I••• BD affiliatedJun 15, 2005 to Jun 14, 2007 · Atlanta, Ga
Moves
a registration end followed by a registration begin elsewhere
- M•• I•••••••• S•••••••• L•• to T••••••• I••••••••• M••••••••• I•••left Mar 3, 2009, registered Mar 6, 2009 (3 days) · Other
- T••••••• I••••••••• M••••••••• I••• to M•• I•••••••• S•••••••• L••left Jun 14, 2007, registered Jul 10, 2007 (26 days) · Other
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address